Use of the Death Penalty for Killing a Child Victim

About half of all death penal­ty states include the mur­der of a child as an aggra­vat­ing cir­cum­stance that can sub­ject a defen­dant to the death penal­ty. As of January 2022, four­teen states autho­rized the death penal­ty for the mur­der of a child vic­tim, and five states that lat­er abol­ished the death penal­ty also had a child-vic­tim aggravating circumstance.

The most com­mon of the age-of-vic­tim require­ments by far — used by nine cur­rent or for­mer death penal­ty states — is that the vic­tim must be under age 12.1 The next most com­mon age, used by four cur­rent or for­mer death penal­ty states, is that the vic­tim be under age 14.2 Two states require that the vic­tim be younger than age 13, and one requires that the vic­tim be younger than age 10.3 Only three states autho­rize cap­i­tal pros­e­cu­tion based upon the vic­tim being 14 years old or old­er.4

1 Arkansas, Delaware (pri­or to judi­cial abo­li­tion), Florida, Illinois (pri­or to abo­li­tion), Indiana, Louisiana, Pennsylvania, South Carolina, and Tennessee.
2 Nevada, New Jersey (pri­or to abo­li­tion), Oregon, and Virginia (pri­or to abo­li­tion).
3 Texas.
4 Arizona, younger than age 15; Connecticut, younger than age 16 (pri­or to abo­li­tion), and Wyoming (defen­dant rea­son­ably should have known the vic­tim was younger than age 17).

Table 1. States Authorizing the Death Penalty for Killing a Child

StateChild-Victim Aggravating Circumstance

Arizona

The defen­dant was an adult at the time the offense was com­mit­ted or was tried as an adult and the mur­dered per­son was under fif­teen years of age or was sev­en­ty years of age or older

Arkansas

The cap­i­tal mur­der was com­mit­ted against a per­son whom the defen­dant knew or rea­son­ably should have known was espe­cial­ly vul­ner­a­ble to the attack because the per­son was 12 years of age or younger

Connecticut (pri­or to abolition)

Murder of a per­son under 16 years of age

Delaware (pri­or to abolition)

The vic­tim was a child 14 years of age or younger, and the mur­der was com­mit­ted by an indi­vid­ual who is at least 4 years old­er than the victim

Florida

The vic­tim of the cap­i­tal felony was a per­son less than 12 years of age

Illinois (pri­or to abolition)

The mur­dered indi­vid­ual was under 12 years of age and the death result­ed from excep­tion­al­ly bru­tal or heinous behav­ior indica­tive of wanton cruelty

Indiana

The vic­tim of the mur­der was less than 12 years of age

Louisiana

The vic­tim was under the age of 12 years

Nevada

The mur­der as com­mit­ted upon a per­son less than 14 years of age

New Jersey (pri­or to abolition)

The vic­tim was less than 14 years old

Ohio

The offend­er in the com­mis­sion of the offense, pur­pose­ful­ly caused the death of anoth­er who was under thir­teen years of age at the time of the com­mis­sion of the offense and the defen­dant com­mit­ted the offense with pri­or cal­cu­la­tion and design

Oregon

The vic­tim of the inten­tion­al homi­cide was under the age of 14 years old

Pennsylvania

The vic­tim was a child under 12 years of age

South Carolina

The mur­der of a child 11 years or younger

South Dakota

The offense was out­ra­geous­ly or wan­ton­ly vile, hor­ri­ble, or inhu­man in that it involved tor­ture, deprav­i­ty of mind, or an aggra­vat­ed bat­tery to the vic­tim. Any mur­der is wan­ton­ly vile, hor­ri­ble, and inhu­man if the vic­tim is less than thir­teen years of age

Tennessee

The mur­der was com­mit­ted against a per­son less than 12 years of age and then defen­dant was 18 years of age or older

Texas

The per­son mur­ders an indi­vid­ual under 10 years of age

Virginia (pri­or to abolition)

Murder vic­tim was under the age of 14 and the defen­dant was 21 years of age of older

Wyoming

The defen­dant knew or rea­son­ably should have known the vic­tim was less than 17 years of age

The typ­i­cal jus­ti­fi­ca­tion for allow­ing the death penal­ty for the mur­der of a child is that chil­dren are a par­tic­u­lar­ly vul­ner­a­ble and defense­less class of vic­tims, deserv­ing of spe­cial pro­tec­tion under the law. However, as the use of this type of aggra­va­tor by oth­er states shows, that rea­son­ing is gen­er­al­ly applied with respect to infants and chil­dren, not ado­les­cents. Moreover, the set­tings in which ado­les­cents are mur­dered are mate­ri­al­ly dif­fer­ent from those in which infants and young chil­dren die. Approximately 80% of mur­der vic­tims aged 13 – 16 are killed in gun inci­dents. Among homi­cide vic­tims aged 17 – 19, that ris­es to 85%. Younger chil­dren are more vul­ner­a­ble to, and com­par­a­tive­ly more like­ly to be killed by, beat­ings, asphyx­i­a­tion, and stran­gu­la­tion: types of killings that are gen­er­al­ly regard­ed as more rep­re­hen­si­ble than most deaths by shoot­ing.5

In 2017, the New Hampshire and New Mexico leg­is­la­tures reject­ed death penal­ty bills that would have made the mur­der of any­one under age 18 an aggra­vat­ing cir­cum­stance.6 If enact­ed, those statutes would have had the broad­est age-of-vic­tim aggra­vat­ing cir­cum­stance in the United States. The U.S. Supreme Court has said that death penal­ty statutes must gen­uine­ly nar­row the offens­es for which the death penal­ty may be sought. But while the child-vic­tim aggra­vat­ing cir­cum­stances employed in most states sat­is­fy that con­sti­tu­tion­al man­date, the under-age-18 aggra­vat­ing cir­cum­stance encom­pass­es such a large per­cent­age of homi­cides that it rais­es sig­nif­i­cant constitutional questions.

According to the Bureau of Justice Statistics, ful­ly 10% of homi­cide vic­tims in the United States in the years 1980 through 2008 were under age 18.7 DPIC has reviewed the FBI Uniform Crime Statistics from 2010 – 2015 to esti­mate how broad­ly an expan­sion of age-of-vic­tim aggra­vat­ing cir­cum­stances to age 18 could affect eli­gi­bil­i­ty for cap­i­tal pros­e­cu­tion. As set forth in the tables below, under cur­rent homi­cide trends in the United States, an esti­mat­ed 8%- 9% of all mur­ders (between 1 in 11 and 1 in 12) would become capital offenses.

Table 2. FBI Uniform Crime Statistics (Single Victim/​Single Perpetrator Cases)

Year

Total Victims

Victims Under Age 18

Victims Under Age 18 Killed by Offender Under Age 18

Total Death-Eligible

Number

%

Number

%

Number

%

2011

6,131

600

9.8

71

1.2

529

8.6

2012

6,018

523

8.7

75

1.2

448

7.4

2013

5,723

533

9.3

67

1.2

466

8.1

2014

5,703

547

9.6

80

1.4

467

8.2

2015

6,137

520

8.5

86

1.4

434

7.1

TOTAL

29,712

2,723

9.2

379

1.3

2,344

7.9

Table 3. FBI Uniform Crime Statistics (Murder Victims by Age, Expanded Homicide Data, 2010 – 2015)

Year

Total Victims

Victims Under Age 18

Number

%

2010

12,996

1,277

9.8

2011

12,664

1,187

9.4

2012

12,765

1,101

8.6

2013

12,253

1,027

8.4

2014

11,961

1,085

9.1

2015

13,455

1,093

8.1

TOTAL

76,094

6,770

8.9%

FBI Uniform Crime Statistics for the years 2011 – 2015 indi­cate that 9.2% of homi­cide vic­tims killed in sin­gle victim/​single per­pe­tra­tor mur­ders were under age 18. (See Table 2.) The FBI has sort­ed these cas­es by age of per­pe­tra­tor as well, per­mit­ting an esti­mate of the per­cent­age of cas­es that would not be death eli­gi­ble because they were com­mit­ted by juve­nile offend­ers. The data indi­cate that 14% of homi­cides involv­ing vic­tims younger than age 18 — or 1.3% of all sin­gle victim/​single per­pe­tra­tor homi­cides — were com­mit­ted by offend­ers under age 18 against vic­tims under age 18. But even exclud­ing those cas­es, an esti­mat­ed 8% of all mur­ders would become cap­i­tal offens­es under an aggra­vat­ing cir­cum­stances per­mit­ting the death penal­ty for killing a vic­tim under age 18.

The FBI Uniform Crime Statistics for all homi­cides between 2010 and 2015 show that a total of 6,770 homi­cides dur­ing this peri­od (8.9%) involved vic­tims younger than age 18. (See Table 3.) The FBI does not sup­ply age of per­pe­tra­tor infor­ma­tion for these data, but assum­ing a sim­i­lar rate of offend­ing by juve­nile per­pe­tra­tors, 7.6% of all homi­cides would be death eli­gi­ble under a vic­tim-less-than-age-18 aggra­vat­ing cir­cum­stance. To under­stand the breadth of such an aggra­vat­ing cir­cum­stance, this would trans­late into 5,783 cap­i­tal-eli­gi­ble offens­es over this six-year peri­od, or rough­ly 964 new cap­i­tal offens­es per year, if adopted nationwide.

The Risks Inherent in Child-Victim Aggravating Circumstances

A 2017 study of more than 1500 cas­es in which con­vict­ed pris­on­ers were lat­er exon­er­at­ed found a direct rela­tion­ship between the per­ceived seri­ous­ness of the crime and mis­car­riages of jus­tice: the worst of the worst crimes,’” the University of Denver researchers said, pro­duce the worst of the worst evi­dence.’” The very same fac­tors that make child killings so hor­ri­fy­ing also make them much more sus­cep­ti­ble to wrong­ful con­vic­tion. The high­ly emo­tion­al and high­ly sen­sa­tion­al nature of these cas­es increas­es the stakes and, for the pros­e­cu­tor, the rewards of a con­vic­tion and cre­ates both con­scious and uncon­scious incen­tives for mis­con­duct. The same is true for expert wit­ness­es, and it should come as no sur­prise that a dis­pro­por­tion­ate num­ber of junk-sci­ence exon­er­a­tions and wrong­ful con­vic­tions involve the deaths of children.

One of the nation’s most famous death-row exon­er­a­tions and one of its most infa­mous wrong­ful exe­cu­tions involve the deaths of children.

Kirk Bloodsworth was con­vict­ed and sen­tenced to death in Maryland in 1984 for the bru­tal rape and mur­der of a young girl. The con­vic­tion rest­ed on faulty eye­wit­ness iden­ti­fi­ca­tions by sev­er­al child wit­ness­es and the sup­pres­sion of excul­pa­to­ry evi­dence — includ­ing a police record iden­ti­fy­ing an alter­nate sus­pect who ulti­mate­ly turned out to be the killer. Faced with this evi­dence, the jury reject­ed Mr. Bloodsworth’s ali­bi wit­ness­es. Mr. Bloodsworth was grant­ed a new tri­al, but again was con­vict­ed. This time, how­ev­er, he was sen­tenced to life. He was released in 1993 only after sub­se­quent DNA test­ing con­firmed his innocence.

Cameron Todd Willingham was con­vict­ed and sen­tenced to death in Texas in 1992 on charges that he mur­dered his three chil­dren by set­ting the house on fire. He was exe­cut­ed in 2004. His case is now wide­ly regard­ed as a wrong­ful exe­cu­tion based upon junk expert tes­ti­mo­ny. Mr. Willingham was con­vict­ed of cap­i­tal mur­der after arson inves­ti­ga­tors con­clud­ed — based upon 20 fac­tors they con­sid­ered to be indi­ca­tors of arson — that an accel­er­ant had been used to set three sep­a­rate fires inside the Willingham home. Their con­clu­sions were based upon prin­ci­ples of fire sci­ence that have since been repu­di­at­ed. Four nation­al arson experts who exam­ined the tri­al evi­dence con­clud­ed that the orig­i­nal arson inves­ti­ga­tion in the case was flawed, that the fire may well have been acci­den­tal, and that there was no sci­en­tif­ic sup­port for the prosecution’s expert tes­ti­mo­ny that the fire had been deliberately set.

Noted arson expert, the late Gerald Hurst said, There’s noth­ing to sug­gest to any rea­son­able arson inves­ti­ga­tor that this was an arson fire. It was just a fire.” Former Louisiana State University fire instruc­tor Kendall Ryland added, “[It] made me sick to think this guy was exe­cut­ed based on this inves­ti­ga­tion.… They exe­cut­ed this guy and they’ve just got no idea — at least not sci­en­tif­i­cal­ly — if he set the fire, or if the fire was even intentionally set.”

As is typ­i­cal of many of the child-vic­tim exon­er­a­tion cas­es, the pros­e­cu­tion bol­stered its faulty evi­dence with false or per­jured tes­ti­mo­ny. In the Willingham case, pros­e­cu­tors pre­sent­ed false tes­ti­mo­ny from a jail­house infor­mant — a drug addict on psy­chi­atric med­ica­tion — who claimed Mr. Willingham had con­fessed to him in the coun­ty jail. Evidence dis­cov­ered years after the Willingham exe­cu­tion showed that the pros­e­cu­tion had giv­en Webb favor­able treat­ment, then delib­er­ate­ly elicit­ed per­jured tes­ti­mo­ny from Webb that he had been promised and giv­en noth­ing for his tes­ti­mo­ny.8

The use of junk arson sci­ence to con­demn fathers for the deaths of their chil­dren is not lim­it­ed to Texas. Similarly flawed tes­ti­mo­ny has led to the con­vic­tion of oth­er men whose chil­dren died in fires their fathers almost cer­tain­ly did not set. Here are just two examples:

Dennis Counterman was con­vict­ed and sen­tenced to death for the sup­posed arson mur­der of his two young sons. The pros­e­cu­tion whit­ed-out from a police state­ment his intel­lec­tu­al­ly dis­abled wife had giv­en them her admis­sion that she had awak­ened Mr. Counterman to let him know the house was on fire. The pros­e­cu­tion also with­held a social ser­vices record in its pos­ses­sion show­ing that one of Mr. Counterman’s sons had a his­to­ry of fire-start­ing. After win­ning a new tri­al as a result of pros­e­cu­to­r­i­al mis­con­duct and inef­fec­tive defense assis­tance, the pros­e­cu­tion threat­ened to cap­i­tal­ly repros­e­cute Counterman. To obtain his imme­di­ate release, he pled no con­test to lesser charges.

Also in Pennsylvania, Daniel Dougherty was arrest­ed four­teen years after the fatal fire that killed his two sons and was charged with their mur­der based upon an accu­sa­tion his ex-wife made dur­ing a bit­ter cus­tody dis­pute claim­ing that Mr. Dougherty had con­fessed to set­ting the fire with gaso­line. In fact, although the fire mar­shal con­duct­ed a pro­fes­sion­al­ly inad­e­quate arson inves­ti­ga­tion, inves­ti­ga­tors had test­ed for accel­er­ants and found none. To bol­ster the same type of inac­cu­rate arson tes­ti­mo­ny that was pre­sent­ed in the Willingham case, pros­e­cu­tors pre­sent­ed tes­ti­mo­ny from two prison infor­mants” that Dougherty had con­fessed to them. Like the infor­mant in Willingham’s case, both of these wit­ness­es also had men­tal health prob­lems and had received undis­closed ben­e­fits for their testimony.

As a post-con­vic­tion evi­den­tiary hear­ing was about to start on the issue of tri­al counsel’s inef­fec­tive­ness in fail­ing to seek the assis­tance of an expert wit­ness in fire sci­ence, Philadelphia pros­e­cu­tors dropped the death penal­ty. The tri­al court then denied Dougherty a new tri­al, but that deci­sion was reversed by an appel­late court. However, on retri­al, the tri­al court improp­er­ly allowed the pros­e­cu­tion to read into the record the tes­ti­mo­ny of the now-unavail­able fire mar­shal who had pro­vid­ed inac­cu­rate arson tes­ti­mo­ny at Dougherty’s first tri­al. In a bat­tle of the experts,” in which the pros­e­cu­tor scorn­ful­ly labeled one of the nation’s fore­most arson experts as noth­ing bet­ter than a Kensington whore,” Dougherty was con­vict­ed again. That con­vic­tion, too, was over­turned. The jury in Dougherty’s third tri­al acquit­ted him of first-degree mur­der but con­vict­ed him of felony mur­der for deaths occur­ring dur­ing an arson, which in Pennsylvania car­ries a life sen­tence. Dougherty died in prison in 2021 while argu­ment on his appeal of that con­vic­tion was pending.

At least sev­en oth­er peo­ple wrong­ly con­vict­ed of child-mur­der have been exon­er­at­ed from death row. In at least three of the cas­es, there was no mur­der at all.

Vicente Figueroa Benavides was sen­tenced to death for sup­pos­ed­ly mur­der­ing his girlfriend’s 21-month-old tod­dler by rap­ing and anal­ly sodom­iz­ing her. But the girl was not raped or sodom­ized: she most prob­a­bly died of com­pli­ca­tions from hav­ing been hit by a car. In vacat­ing Benavides’s con­vic­tion in March 2018, the California Supreme Court said the foren­sic evi­dence that sent the for­mer Mexican farm­work­er to death row in 1993 was exten­sive,” per­va­sive,” impact­ful,” and false.” During oral argu­ment, Associate Justice Carol Corrigan — a for­mer pros­e­cu­tor — described the med­ical tes­ti­mo­ny describ­ing the alleged sex­u­al assault as being among the most hair-rais­ing false evi­dence that I’ve encoun­tered in all the time that I’ve been look­ing at criminal cases.”

Benavides — whose lawyers have argued is devel­op­men­tal­ly dis­abled and pos­sess­es the men­tal abil­i­ty of a 7‑year-old — told the police and jury dur­ing the tri­al that he lost track of the tod­dler while he was prepar­ing din­ner on November 17, 1991 and he found her out­doors, vom­it­ing. Consuelo’s moth­er took her to a local med­ical cen­ter that evening, where her con­di­tion wors­ened. After surgery and two hos­pi­tal trans­fers, the child died a week later.

At tri­al, foren­sic pathol­o­gist Dr. James Diblin tes­ti­fied that the tod­dler had died from blunt force pen­e­trat­ing injury of the anus” and claimed that the major inter­nal injuries she suf­fered were the result of rape. He fur­ther tes­ti­fied that arm injuries, inter­nal trau­ma, dilat­ed pupils, and com­pres­sion rib frac­tures that Consuelo sus­tained had been caused by tight squeez­ing dur­ing a sex­u­al assault.” Dr. Jess Diamond, who eval­u­at­ed Consuelo at Kern Medical Center, also ini­tial­ly tes­ti­fied that the tod­dler had been raped. However, med­ical records obtained by Benavides’s post-con­vic­tion lawyers from California’s Habeas Corpus Resource Center (HCRC) showed that the exam­in­ing physi­cians had not seen any signs of bleed­ing when Consuelo was brought to the hos­pi­tal, and a nurse who helped treat the young girl said that nei­ther she nor any of her col­leagues saw evi­dence of anal or vagi­nal trau­ma when the child arrived. Instead, the court said, the injuries to Consuelo’s gen­i­talia and anus were attribut[able] to med­ical inter­ven­tion,” includ­ing repeat­ed failed efforts to insert a catheter and the improp­er use of an adult-sized catheter on the small child.

In over­turn­ing the wrong­ful con­vic­tion, the court sug­gest­ed that the girl had nev­er been raped or sodom­ized and may not have been mur­dered at all. When he offered the opin­ion that Consuelo had been raped, Dr. Diamond had not seen either the med­ical records from her ini­tial hos­pi­tal­iza­tion or pho­tos from the autop­sy. After the HCRC lawyers showed him that evi­dence, Dr. Diamond with­drew his assess­ment that Consuelo had been raped. He wrote in an affi­davit, I am con­vinced that this case presents a tremen­dous fail­ing of the crim­i­nal justice system.”

The HCRC lawyers also pre­sent­ed evi­dence from Dr. Astrid Heger, one of the country’s lead­ing experts on child abuse, who described Dr. Didbin’s asser­tion that Consuelo’s injuries had been the prod­uct of sex­u­al assault as so unlike­ly to the point of being absurd. … No such mech­a­nism of injury has ever been report­ed in any lit­er­a­ture of child abuse or child assault.” She said the inter­nal injuries Consuelo sus­tained were com­mon­ly seen in vic­tims of automobile accidents.

Prosecutors admit­ted that the foren­sic evi­dence they used to con­vict Benavides was false, but asked the state court to sus­tain a con­vic­tion for sec­ond-degree mur­der. Even after agree­ing on April 17, 2018 to drop all charges, Kern County District Attorney Lisa Green refused to con­cede that Benavides was inno­cent of murder.

(Maura Dolan, California Supreme Court, cit­ing false evi­dence, over­turns mur­der con­vic­tion that put Delano man on death row, Los Angeles Times, March 12, 2018; Chloe Carlson, BREAKING NEWS: Death penal­ty reversed; false evi­dence” used in tri­al, court rules, Kern Golden Empire, March 12, 2018; Jose Gaspar, With hair-rais­ing false evi­dence’ exposed, Delano man get a sec­ond chance, The Bakersfield Californian, March 9, 2018; Olivia LaVoice, Did Kern send an inno­cent man to Death Row? High court con­sid­er­ing the stun­ning pos­si­bil­i­ty, Kern Golden Empire, undated.) 

Sabrina Butler was 17 years old when she was accused of mur­der­ing her 9‑month old son. She was wrong­ly con­vict­ed and con­demned by the state of Mississippi in 1990. Butler’s baby, who had a heart mur­mur, had stopped breath­ing. After attempts at resus­ci­ta­tion failed, Butler rushed to the hos­pi­tal, where the young child was pro­nounced dead. Based on bruis­es left by her resus­ci­ta­tion attempts, she was arrest­ed the next day for alleged child abuse, inter­ro­gat­ed by the police, pros­e­cut­ed, and sen­tenced to death.

Her con­vic­tion was over­turned by the Mississippi Supreme Court in 1992, say­ing that the pros­e­cu­tion had failed to prove that the inci­dent was any­thing more than an acci­dent. Prosecutors nev­er­the­less repros­e­cut­ed her, but this time she was acquit­ted. It is now believed that the baby may have died either of cys­tic kid­ney dis­ease or from sud­den infant death syn­drome (SIDS).

Like Ms. Butler, Rodricus Crawford was con­vict­ed and sen­tenced to death for the alleged mur­der of his infant son. As with Butler, Crawford sought help after his baby was non-respon­sive. Instead, he was con­demned for mur­der in a con­tro­ver­sial death penal­ty case that had attract­ed nation­al atten­tion amid evi­dence of race dis­crim­i­na­tion and prosecutorial excess. 

According to mul­ti­ple med­ical experts, the local foren­sic pathol­o­gist botched the autop­sy and, despite evi­dence of sep­sis in the blood and pneu­mo­nia in both of the infant’s lungs, con­clud­ed that the baby had been suf­fo­cat­ed. Crawford was pros­e­cut­ed by Dale Cox, a con­tro­ver­sial Assistant District Attorney who once told the Shreveport Times that Louisiana needs to kill more peo­ple” with the death penal­ty. Cox had per­son­al­ly obtained one-third of all death sen­tences imposed in Louisiana between 2010 and 2014, and had open dis­dain for black par­ents of chil­dren born out of wed­lock. In an inter­view with The New Yorker, he said he believed the destruc­tion of the nuclear fam­i­ly and a tremen­dous­ly high ille­git­i­mate birth rate” had brought about an epi­dem­ic of child-killings” in Caddo Parish.

Cox learned of Crawford’s case at the same time he was seek­ing the death penal­ty against Sam Jordan — a young black man with bor­der­line Intellectual Disability and Fetal Alcohol Spectrum Disorder — for the death of Jordan’s son, who had been left in his father’s care over the Christmas hol­i­day. The New Yorker reports that, when the sen­tenc­ing jury returned a life ver­dict for Jordan, Cox told a local TV sta­tion, I take it as a fail­ure that I was unable to con­vince the jury to kill him.’” 

Cox uncon­sti­tu­tion­al­ly struck black jurors from Crawford’s case, which ulti­mate­ly led the Louisiana Supreme Court to over­turn Crawford’s con­vic­tion and death sen­tence. Cox then argued a venge­ful ver­sion of Scripture to the jury, quot­ing the pas­sage: You shall have a mill­stone cast around your neck and you will be thrown into the sea.” By the time the Louisiana Supreme Court ruled on Crawford’s appeal, the med­ical evi­dence of inno­cence had become so pow­er­ful that the tri­al court released Crawford on bail. In April 2017, pros­e­cu­tors final­ly agreed to dis­miss all charges against him.

In 1994, in Callins v. Collins, Justice Antonin Scalia sin­gled out the bru­tal rape and mur­der of an 11-year-old girl as epit­o­miz­ing the need for cap­i­tal pun­ish­ment. How envi­able a qui­et death by lethal injec­tion com­pared with that!,” he wrote. Twenty years lat­er, DNA evi­dence exon­er­at­ed Henry McCollum and his half-broth­er, Leon Brown, the intel­lec­tu­al­ly dis­abled North Carolina men who had been wrong­ly con­vict­ed and sen­tenced to death for that murder.

Madison Hobley and Kennedy Brewer also have also been exon­er­at­ed after hav­ing been wrong­ly con­demned for the deaths of chil­dren. (You can read more details about their cas­es on DPIC’s page on Innocence Cases.) The sto­ry of Mississippi prosecution’s use of false foren­sic evi­dence to con­vict Brewer and sen­tence him to death is told in detail in Radley Balko and Tucker Carrington’s 2018 book, The Cadaver King and the Country Dentist.

Child-vic­tim aggra­vat­ing cir­cum­stances put at risk oth­er par­ents or part­ners of phys­i­cal­ly frail or vul­ner­a­ble chil­dren. It is esti­mat­ed that hun­dreds of par­ents and oth­er care­givers are impris­oned, some on death row, as a result of alleged shak­en baby deaths. The junk diag­no­sis has been dis­cred­it­ed in med­ical and legal jour­nals, and yet prosecutions continue.

Ha’im Al Matin Sharif (for­mer­ly Charles Robins) was released from prison on June 7, 2017 after spend­ing more than 28 years on Nevada’s death row. He had been con­vict­ed and sen­tenced to death in December 1988 on charges that he had mur­dered his girl­friend’s 11-month-old daugh­ter, Britany Smith, in April 1988. The con­vic­tion was based upon the tes­ti­mo­ny of a local med­ical exam­in­er that Britany had been phys­i­cal­ly abused and mur­dered, and was sup­port­ed by the tes­ti­mo­ny of the vic­tim’s moth­er and oth­er rel­a­tives who tes­ti­fied to hav­ing seen Sharif abuse the baby. The jury deter­mined that Sharif had phys­i­cal­ly abused Britany over a sev­er­al-month peri­od, includ­ing break­ing her leg, and that the mur­der had been com­mit­ted by means of torture.

Mr. Sharif’s con­vic­tion and sen­tence had been upheld by the state courts on direct appeal and in ini­tial state post-con­vic­tion pro­ceed­ings. Because of a con­flict of inter­est in the Nevada Federal Defender’s office, the Federal Public Defender for the District of Arizona was appoint­ed in 2012 to han­dle Mr. Sharif’s fed­er­al court habeas cor­pus peti­tion, and for the first time in the case, his lawyers con­duct­ed a foren­sic inves­ti­ga­tion of the med­ical evi­dence relat­ing to the cause of Britany’s death and the phys­i­cal injuries she had sus­tained in the pre­ced­ing months. That inves­ti­ga­tion pro­duced evi­dence that that the baby had not been mur­dered at all, but had died from Barlow’s dis­ease (infan­tile scurvy), that Mr. Sharif had not been present at the time Britany sus­tained cer­tain oth­er injuries, and that the oth­er phys­i­cal injuries — includ­ing her bro­ken leg — were also caused by scurvy. 

As the foren­sic inves­ti­ga­tion was pro­ceed­ing, Britany’s moth­er, Lovell McDowell, and her broth­er revealed for the first time that Las Vegas police and pros­e­cu­tors had threat­ened to imprison her and take away her chil­dren unless they tes­ti­fied against Mr. Sharif. These wit­ness­es also indi­cat­ed that when they told author­i­ties that their pro­posed tes­ti­mo­ny was not true, they were instruct­ed to tes­ti­fy as they had been told to ensure that Mr. Sharif would be sen­tenced to death. Ms. McDowell specif­i­cal­ly recant­ed her tes­ti­mo­ny that Mr. Sharif had abused Britany, say­ing her tes­ti­mo­ny about abuse had been a prod­uct of threats and coer­cion. The fed­er­al court ruled that Mr. Sharif had made a suf­fi­cient show­ing that he was actu­al­ly inno­cent” and that his death penal­ty was improp­er­ly imposed,” and held the fed­er­al court pro­ceed­ings in abeyance to per­mit him to present the new evi­dence to the state courts.

The state tri­al court refused to hear the evi­dence, dis­miss­ing Mr. Sharif’s claims on pro­ce­dur­al grounds. On September 22, 2016, the Nevada Supreme Court unan­i­mous­ly decid­ed that Mr. Sharif ha[d] pre­sent­ed spe­cif­ic fac­tu­al alle­ga­tions, that if true, would show that it is more like­ly than not that no rea­son­able juror would have con­vict­ed him of first-degree mur­der and child abuse beyond a rea­son­able doubt or found the sin­gle aggra­vat­ing cir­cum­stance used to make him death eli­gi­ble.” It ordered the low­er court to con­duct an evi­den­tiary hear­ing on his inno­cence claim and on the claims of police and pros­e­cu­to­r­i­al mis­con­duct. Subsequently a doc­tor retained by the Clark County District Attorney’s office agreed that Britany had suf­fered from scurvy. Although pros­e­cu­tors would not agree to a com­plete exon­er­a­tion, they offered to vacate Mr. Sharif’s con­vic­tion and death sen­tence for first-degree mur­der and amend the judg­ment to sec­ond-degree mur­der with a sen­tence of time served, which would result in Mr. Sharif’s immediate release.

Jeffrey Havard (pic­tured) was con­vict­ed and sen­tenced to death in Mississippi in 2002 for the alleged mur­der of his girlfriend’s 6‑month-old daugh­ter. The key evi­dence against him came from Dr. Steven Hayne, a med­ical exam­in­er whose prac­tices and diag­noses have been harsh­ly crit­i­cized by experts in foren­sic pathol­o­gy. Hayne tes­ti­fied at Havard’s tri­al that he found symp­toms of shak­en baby syn­drome” and sex­u­al abuse on the infant. The sex­u­al abuse find­ing — which Hayne lat­er dis­avowed — allowed pros­e­cu­tors to seek the death penal­ty in the case. 

Dr. Hayne acknowl­edged hav­ing per­formed as many as 1,700 autop­sies in a year — far more than the num­ber rec­om­mend­ed by experts — in addi­tion to hav­ing his own pathol­o­gy prac­tice. According to Dr. David Fowler, chief med­ical exam­in­er in Maryland and a for­mer chair­man of the stan­dards com­mit­tee for the National Association of Medical Examiners, that num­ber is beyond defen­si­ble.” Hayne’s autop­sy in Havard’s case has been reviewed and dis­cred­it­ed by oth­er expert pathol­o­gists. Other cas­es in which he had pro­vid­ed piv­otal pros­e­cu­tion tes­ti­mo­ny have been over­turned through DNA test­ing. Investigations into Hayne’s cre­den­tials indi­cate he had nev­er been cer­ti­fied in foren­sic pathol­o­gy by the American Board of Pathology. He had tak­en the exam in 1980, but failed it.

In April 2015, the Mississippi Supreme Court unan­i­mous­ly ruled that Havard was enti­tled to an evi­den­tiary hear­ing to present new sci­en­tif­ic evi­dence on the unre­li­a­bil­i­ty of shak­en baby diag­noses. At the time, Dr. Hayne admit­ted to The Jackson Clarion-Ledger news­pa­per that there was grow­ing evi­dence” that his shak­en baby diag­no­sis was prob­a­bly not cor­rect” and that he did­n’t see any evi­dence of sex­u­al assault.” In that evi­den­tiary hear­ing in August 2017, Dr. Hayne backed off his shak­en baby diag­no­sis, but still insist­ed the death was homi­cide. The court did not per­mit tes­ti­mo­ny on his recan­ta­tion of his sex­u­al abuse diag­no­sis. Defense expert, Dr. Michael Baden, tes­ti­fied that shak­ing had noth­ing to do with the death. All the injuries,” he said, were entire­ly con­sis­tent with blunt force impact, con­sis­tent with­in the man­ner in which Mr. Havard on day one said that the baby had fallen.” 

The evi­den­tiary hear­ing con­clud­ed in August 2017. More than a year lat­er, in September 2018, Adams County Circuit Judge Forrest Johnson over­turned Havard’s death sen­tence but upheld his con­vic­tion. Forrest wrote that Hayne’s recan­ta­tion of his shak­en-baby diag­no­sis was not suf­fi­cient to under­mine this court’s con­fi­dence in the con­vic­tion,” but there is a cau­tious dis­tur­bance in con­fi­dence of the sen­tence of death, even if slight.” Prosecutors sub­se­quent­ly dropped the death penal­ty against Havard, who con­tin­ues to appeal his conviction.

(R. Balko, The mur­der evi­dence evap­o­rat­ed, but Jeffrey Havard still sits in a Mississippi prison, September 19, 2018; R. Balko, The Watch, Controversial med­ical exam­in­er backs off shak­en baby’ claim in death penal­ty case, The Washington Post, August 16, 2017; C. Madden, How did baby Britt die? Shaken baby syn­drome at cen­ter of hear­ing in 2002 death penal­ty case, The Nachez Democrat, August 15, 2017; J. Mitchell, Changing sci­ence may give death row inmate new hear­ing, The Jackson Clarion-Ledger, April 2, 2015; R. Balko, Despite Evidence From Discreted Medical Examiner, Mississippi’s Jeffrey Havard Nears Execution, Huffington Post, January 8, 2012; C. Robertson, Questions Left for Mississippi Over Doctor’s Autopsies, New York Times, January 72013.)

Elizabeth and Samuel Glick were Amish dairy farm­ers. They took their 4‑month-old daugh­ter, Sara Lynn, to the hos­pi­tal, where she died. Doctors saw hem­or­rhag­ing in her right eye and exten­sive bruis­ing, and sus­pect­ed child abuse; the autop­sy showed blood and swelling in her brain. The coun­ty coro­ner ruled her death a homi­cide. Parents like the Glicks face poten­tial cap­i­tal pros­e­cu­tion under child-vic­tim aggra­vat­ing cir­cum­stances. But there was no homi­cide. The actu­al cause of Sara Lynn’s death was a com­bi­na­tion of vit­a­min K defi­cien­cy and rare genet­ic (bile­salt trans­porter) disorder.

Vulnerable or dis­fa­vored defen­dants are also at increased risk. In the case of Commonwealth v. Alejandro Mendez in Centre County, Pennsylvania, near Penn State University, a Costa Rican immi­grant was cap­i­tal­ly charged and held in cus­tody for two years with­out a tri­al after the death of his infant son, Lucas, from sub­dur­al bleed­ing and reti­nal hem­or­rhag­ing. Again, there was no crime. The Mendez fam­i­ly had come to the United States so his wife could be treat­ed for can­cer. However, at the same time she was breast feed­ing Lucas, she had been giv­en antibi­otics that imped­ed the baby’s absorp­tion of vit­a­min K. As a result, Lucas devel­oped a bleed­ing dis­or­der and could not clot. Prosecutors would not admit their error, and — fac­ing death — Mendez was forced to plead no con­test to manslaugh­ter charges and be deport­ed to Costa Rica.

5 See, e.g., FBI Uniform Crime Statistics, Crime in the United States 2011, Table 9: Murder Victims by Age by Weapon, https://ucr.fbi.gov/crime-in-the‑u.s/2011/crime-in-the‑u.s.- 2011/ta­bles/­ex­pand­ed-homi­cide-data-table‑9.

6 HB 351. Although the pre­ca­to­ry lan­guage to House Bill 351 described the pro­pos­al as AN ACT mak­ing a per­son who know­ing­ly caus­es the death of a child guilty of cap­i­tal mur­der,” the bill actu­al­ly would have autho­rized cap­i­tal pros­e­cu­tion of a defen­dant when­ev­er he know­ing­ly caus­es the death of … [a]nother who is less than 18 years of age.”

7 Alexia Cooper and Erica L. Smith, Bureau of Justice Statistics, Homicide Trends in the United States, 1980 – 2008 (Nov. 2011), https://​www​.bjs​.gov/​c​o​n​t​e​n​t​/​p​u​b​/​p​d​f​/​h​t​u​s​8008.pdf.

8 See DPIC, Executed But Possibly Innocent. See also Steve Mills and Maurice Possley, Texas Man Executed on Disproved Forensics, Chicago Tribune (December 9, 2004); Anderson Cooper, Was an Innocent Man Executed in Texas?, Anderson Cooper 360 Blog (April 9, 2007); Maurice Possley, The Prosecutor and the Snitch. Did Texas exe­cute an inno­cent man?, The Marshall Project (August 32014).

By Robert Brett Dunham
August 162017

The sec­tion on Risks Inherent in Child-Victim Aggravating Circumstances was updat­ed on April 18, 2018 to include dis­cus­sion of the Benavides, Brown, and McCollum cas­es and on August 30, 2020 to include devel­op­ments in the Jeffrey Havard case. It was fur­ther updat­ed January 25, 2022 to include devel­op­ments in Daniel Dougherty’s case. Other sec­tions were updat­ed as indi­cat­ed in the text.