Secrecy

Rubberstamping

Overview

Rubberstamping is the com­mon but often over­looked prac­tice of courts that han­dle post-con­vic­tion review accept­ing pro­posed fact find­ings and orders from pros­e­cu­tors with­out mak­ing their own rul­ings. In many cas­es, courts have adopt­ed these pro­posed orders with­out even check­ing for typos or chang­ing the head­ings. When a state court rub­ber­stamps a pros­e­cu­tor’s fact find­ings, they become the court’s fact find­ings, to which oth­er courts must then defer in future appeals.

Data from Harris County, Texas

A 2018 study of cap­i­tal post-con­vic­tion pro­ceed­ings in Harris County, Texas, the nation’s most pro­lif­ic coun­ty for exe­cu­tions, found that judges adopt­ed pros­e­cu­tors’ find­ings of fact in 96% of cas­es in which fac­tu­al issues were con­test­ed. The authors of the study, Jordan Steiker, James Marcus, and Thea Posel, argued that the prac­tice of rub­ber­stamp­ing and the accom­pa­ny­ing reluc­tance of state tri­al courts to con­duct evi­den­tiary hear­ings to resolve con­test­ed fac­tu­al issues,” under­mine the accu­ra­cy and fair­ness of the death penal­ty.” The inad­e­quate devel­op­ment of facts” caused by this one-sided con­sid­er­a­tion of con­test­ed fac­tu­al issues,” the researchers wrote, pre­vents Harris County post-con­vic­tion courts from enforc­ing fed­er­al con­sti­tu­tion­al norms.” In many of the rub­ber­stamped cas­es, the pros­e­cu­tors’ fact find­ings were con­tra­dict­ed by the record, yet they were accept­ed whole­sale by the court. 

Of the 40 judges for whom the authors could find reli­able data, 34 (85%) adopt­ed every sin­gle find­ing of fact and con­clu­sion of law pro­posed by the state ver­ba­tim” in every case. The researchers found sev­er­al indi­ca­tions that judges did not even read the pro­posed fact find­ings: short peri­ods of time (less than a day) between fil­ing and accep­tance, mis­spellings and typos from pro­posed fact find­ings that appeared in the rub­ber­stamped orders, and hand­writ­ten notes indi­cat­ing ex parte com­mu­ni­ca­tions between judges and pros­e­cu­tors. Of the 185 writ­ten opin­ions in which a judge denied a post-con­vic­tion hear­ing, the judge had writ­ten their own opin­ion in just two.

Examples of Rubberstamped Cases

Ray Freeney

Ray Freeney, a death-row pris­on­er from Harris County, Texas, was denied U.S. Supreme Court review of his appeal on May 20, 2019. He had sought review of the rub­ber­stamped find­ings of Texas courts. When his case came before Texas District Court Judge Renee Magee, his appeal lawyers sought a new sen­tenc­ing hear­ing because his tri­al lawyers had failed to inves­ti­gate and present to the jury evi­dence that Freeney suf­fered from men­tal ill­ness and had been the vic­tim of chron­ic child abuse. Judge Magee, who had spent 19 years as a pros­e­cu­tor in the Harris County District Attorney’s Office, asked for briefs, and received 204 pro­posed find­ings of fact from the pros­e­cu­tion, based on over 800 pages of tes­ti­mo­ny. The next day, she adopt­ed the factfind­ing ver­ba­tim. The defense was not giv­en an oppor­tu­ni­ty to respond to the pros­e­cu­tion’s fil­ings. The U.S. Court of Appeals for the Fifth Circuit deferred to the state court factfind­ing and upheld Freeney’s con­vic­tion. The mes­sage sent to state judges by the Fifth Circuit in Mr. Freeney’s case was clear,” says Richard Bourke, one of Freeney’s attor­neys. You don’t need to con­sid­er the defense’s legal argu­ments. You don’t need to con­sid­er the defense’s evi­dence. You don’t even need to wait until the defense has pre­sent­ed either. You can just rub­ber stamp the state’s brief. And you needn’t wor­ry about the Fifth Circuit over­rul­ing you.” Washington Post colum­nist Radley Balko wrote, When you have such egre­gious inat­ten­tion to facts and lack of stew­ard­ship of con­sti­tu­tion­al rights as we’ve seen in Harris County, the entire sys­tem begins to look like a farce.”

Juan Castillo

Juan Castillo was exe­cut­ed in Texas on May 16, 2018. He had faced a December 2017 exe­cu­tion date, but the Texas Court of Criminal Appeals grant­ed him a stay on November 28, 2017 and direct­ed the tri­al court to resolve his claim that pros­e­cu­tors had vio­lat­ed his rights by pre­sent­ing false or per­jured tes­ti­mo­ny from a prison infor­mant. Two days lat­er, on November 30, the Bexar County District Attorney’s office sub­mit­ted pro­posed find­ings of fact and a pro­posed order to deny Castillo’s peti­tion with­out a hear­ing. The next day, on December 1, Judge Maria Teresa Herr adopt­ed the prosecution’s pro­posed find­ings and order ver­ba­tim — chang­ing only the sig­na­ture line on the order — with­out per­mit­ting Castillo’s lawyers to sub­mit pro­posed find­ings or to respond to the prosecution’s sub­mis­sion. The Texas Court of Criminal Appeals upheld that rul­ing and the U.S. Supreme Court declined to intervene.

Doyle Lee Hamm