Renowned researchers David Baldus, Professor of Law at the University of Iowa, and George Woodworth, a fel­low of the American Statistical Association, recent­ly wrote about the ongo­ing prob­lem of racial dis­par­i­ties in cap­i­tal cas­es. Professors Baldus and Woodworth were respon­si­ble for the acclaimed study on race and the death penal­ty in Georgia that was brought before the U.S. Supreme Court in 1987 in McCleskey v. Kemp. In response to claims that North Carolina does not need to pass the Racial Justice Act, the researchers point­ed to sev­er­al stud­ies, includ­ing one done at UNC-Chapel Hill sev­er­al years ago, that found that a defen­dan­t’s odds of get­ting the death penal­ty in North Carolina increased by 3.5 times if the vic­tim is white.” They wrote fur­ther: Our pub­lished review of all stud­ies com­plet­ed up to 2003 reach­es the same con­clu­sion. No one who has read the research lit­er­a­ture could claim that white-vic­tim cas­es more fre­quent­ly result in death sen­tences because they are more heinous and aggra­vat­ed than black-vic­tim cas­es. Studies that pro­vide the strongest evi­dence that those who mur­der whites are sub­stan­tial­ly more like­ly to receive death sen­tences than those who mur­der blacks use well-accept­ed sta­tis­ti­cal tools to fil­ter out the effects of these var­i­ous non-racial fac­tors.” Their entire op-ed may be read below:

http://​her​ald​sun​.south​ern​head​lines​.com/​o​p​i​n​i​o​n​/​c​o​l​u​m​n​i​s​t​s​/​g​u​e​s​ts/68 – 1187868.cfm

Baldus, Woodworth: False attacks on the pro­posed N.C. Racial Justice Act

By David C. Baldus and George Woodworth : Guest colum­nists
The Herald-Sun (Durham, NC)
Jul 292009 


The var­i­ous attacks on the pro­posed North Carolina Racial Justice Act, a bill that would allow cap­i­tal defen­dants to present claims of racial bias to the court, are, at best, based on a lack of under­stand­ing, and at worst, emo­tion­al and mis­lead­ing argu­ments used in an effort to obscure the issues. 

Some crit­ics claim that the use of sta­tis­tics to show racial bias in death penal­ty cas­es is inap­pro­pri­ate, but these crit­ics offer no alter­na­tives. Statistical analy­sis pro­vides the only way to under­stand the role of racial bias in a system. 

Rigorous sta­tis­ti­cal analy­ses, ground­ed in actu­al infor­ma­tion about the crimes and the charg­ing and sen­tenc­ing deci­sions relat­ing to them, facil­i­tate a nuanced under­stand­ing of the real role of race. The only alter­na­tive is willful blindness. 

Closing the door to this kind of analy­sis clos­es the door to an informed debate. It is for this rea­son that sta­tis­ti­cal analy­ses are used rou­tine­ly and prop­er­ly in hous­ing and employ­ment discrimination cases. 

Some crit­ics claim that there is no evi­dence of racial dis­crim­i­na­tion in the death penal­ty sys­tem. The enor­mi­ty of this canard is breath­tak­ing. Supreme Court Justice Antonin Scalia has said that racial dis­crim­i­na­tion in cap­i­tal pun­ish­ment is real, acknowl­edged in the deci­sions” of the Supreme Court, and inerad­i­ca­ble.”

Confirming this view­point are sev­er­al stud­ies, includ­ing one done at UNC-Chapel Hill sev­er­al years ago, that found that a defen­dan­t’s odds of get­ting the death penal­ty in North Carolina increased by 3.5 times if the vic­tim is white. 

An exhaus­tive two-year study by the General Accounting Office pub­lished in 1990 con­clud­ed that dis­crim­i­na­tion based on the race-of-vic­tim is wide­spread — defen­dants whose vic­tims are white have a sub­stan­tial­ly greater risk of receiv­ing a death sen­tence than do killers of black and Hispanic victims. 

Our pub­lished review of all stud­ies com­plet­ed up to 2003 reach­es the same con­clu­sion. No one who has read the research lit­er­a­ture could claim that white-vic­tim cas­es more fre­quent­ly result in death sen­tences because they are more heinous and aggra­vat­ed than black-victim cases. 

Studies that pro­vide the strongest evi­dence that those who mur­der whites are sub­stan­tial­ly more like­ly to receive death sen­tences than those who mur­der blacks use well-accept­ed sta­tis­ti­cal tools to fil­ter out the effects of these var­i­ous non-racial factors. 

Some crit­ics claim that the act would require coun­ties to equal­ize the per­cent­age of killers of blacks and whites who are exe­cut­ed.” The act pro­hibits inten­tion­al dis­crim­i­na­tion based on the race of the defen­dant or the vic­tim. It per­mits defen­dants to prove the exis­tence of such dis­crim­i­na­tion by demon­strat­ing sta­tis­ti­cal­ly the dis­parate treat­ment of sim­i­lar­ly situated offenders. 

The leg­is­la­tion does not require math­e­mat­i­cal pre­ci­sion in death-sen­tenc­ing rates or in the rates at which pros­e­cu­tors seek death sentences. 

Under the act, racial dis­par­i­ties would be per­fect­ly law­ful, no mat­ter how large they may be, if they can be explained by dif­fer­ences in non-racial fac­tors — for exam­ple, the degree of vio­lence or the num­ber of vic­tims that affect the rel­a­tive heinous­ness of the various cases. 

If white-vic­tim cas­es are in fact more heinous than black-vic­tim cas­es, high­er death-sen­tenc­ing rates in the white-vic­tim cas­es would be law­ful, if the dis­par­i­ty in death-sen­tenc­ing rates could be explained by those non-racial factors. 

The jus­tice sys­tem is com­prised of human beings. Human beings are imper­fect. And unfor­tu­nate­ly, some peo­ple are still guid­ed by con­scious or uncon­scious racial bias. 

The least we can do is put in place mech­a­nisms that allow us to speak intel­li­gent­ly about the role of racial bias in our death penal­ty sys­tem and, there­fore, work toward the lofty goal of all of us being equal under the law. 

David C. Baldus is the Joseph B. Tye dis­tin­guished pro­fes­sor of law at the University of Iowa College of Law where he has taught cours­es on crim­i­nal law, cap­i­tal pun­ish­ment and sta­tis­ti­cal meth­ods for lawyers. 

George Woodworth is pro­fes­sor of sta­tis­tics and actu­ar­i­al sci­ence and pro­fes­sor of bio­sta­tis­tics at the University of Iowa. He is an elect­ed fel­low of the American Statistical Association. Over the past 25 years, Baldus and Woodworth have con­duct­ed empir­i­cal stud­ies of cap­i­tal charg­ing and sen­tenc­ing in six states — Arkansas, Colorado, Georgia, New Jersey, Maryland and Nebraska.

See Race and Recent Legislation.

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