With Justice for Few: The Growing Crisis in Death Penalty Representation

Posted on Oct 01, 1995

When we exe­cute a cap­i­tal defen­dant in this coun­try, we rely on the belief that the indi­vid­ual was guilty, and was con­vict­ed and sen­tenced after a fair tri­al, to jus­ti­fy the impo­si­tion of state-spon­sored killing.… My 24 years of over­see­ing the impo­si­tion of the death penal­ty from this Court have left me in grave doubt whether this reliance is jus­ti­fied and whether the con­sti­tu­tion­al require­ment of com­pe­tent coun­sel for cap­i­tal defen­dants is being fulfilled. 

– Former U.S. Supreme Court Justice Harry A. Blackmun [1]

Executive Summary Top

As exe­cu­tions reach record num­bers in the U.S., the sys­tem of rep­re­sen­ta­tion for those fac­ing the death penal­ty is in a state of cri­sis. Far from the legal dream team” assem­bled in the O.J. Simpson case, cap­i­tal defen­dants are giv­en attor­neys who fail to inves­ti­gate, who fall asleep dur­ing tri­al or come into court drunk, attor­neys bare­ly out of law school, or attor­neys who say noth­ing when their clien­t’s life is on the line. Too many states encour­age this mal­prac­tice by offer­ing total­ly inad­e­quate pay and resources for death penal­ty defense. States allow elect­ed judges to pick attor­neys not on the basis of expe­ri­ence or mer­it but because they will cause the least trou­ble” in try­ing the case.

And the sit­u­a­tion is about to become far worse. The size of death row is larg­er than it has ever been before. Executions in 1995 will far sur­pass the num­ber in any year since the death penal­ty was rein­stat­ed. Yet Congress is about to dras­ti­cal­ly cur­tail the oppor­tu­ni­ties for death row inmates to chal­lenge the rep­re­sen­ta­tion they were giv­en at tri­al, and is simul­ta­ne­ous­ly plan­ning to elim­i­nate the death penal­ty resource centers.

Former death row inmates such as Andrew Golden, Federico Macias, and Gary Nelson, received poor rep­re­sen­ta­tion at tri­al and could have been exe­cut­ed, despite their inno­cence. In their cas­es, com­pe­tent coun­sel lat­er stepped in and were able to reverse the worst dam­age, some­times after a decade of legal chal­lenges. Others with equal­ly inad­e­quate coun­sel already have been exe­cut­ed or remain on death row. Far too often, peo­ple are giv­en the death penal­ty not for com­mit­ting the worst crimes, but for hav­ing the worst lawyers.

This prob­lem has been ignored for years as politi­cians use the death penal­ty as a step­ping stone to elec­toral suc­cess. Instead of estab­lish­ing an inde­pen­dent body to assure that every­one fac­ing a death sen­tence is ade­quate­ly rep­re­sent­ed, leg­is­la­tures are con­cen­trat­ing on ways to short­en appeals, expand the death penal­ty, and lim­it access to the group of attor­neys best qual­i­fied to represent them.

The warn­ings from peo­ple like Justices Marshall, Brennan and Blackmun have gone large­ly unheed­ed. The injus­tice of inad­e­quate rep­re­sen­ta­tion in death cas­es is an affront to the nation’s stat­ed com­mit­ment to equal jus­tice for all. 

Introduction Top

Executions will reach record num­bers in the United States in 1995: by the end of the year, the num­ber of peo­ple put to death will be almost dou­ble any oth­er year since the Supreme Court allowed the death penal­ty to resume in 1976. But a look at who is exe­cut­ed and who is spared reveals a glar­ing inequal­i­ty: too often, the death penal­ty is reserved not for those who com­mit­ted the worst crimes, but for those who were giv­en the worst lawyers. And this mis­car­riage of jus­tice is about to become much worse.

Two of the nation’s best known defen­dants will cer­tain­ly avoid the death penal­ty this year. In the case of O.J. Simpson, the dream team” defense and his wealth of resources may well have con­vinced the pros­e­cu­tion that seek­ing the death penal­ty was futile. In the Susan Smith case, the death penal­ty was sought but missed by a mile. All twelve jurors vot­ed for a life sen­tence after a short delib­er­a­tion, when even one vote would have been suf­fi­cient to spare her.

Although ini­tial­ly vil­i­fied by the pub­lic, Susan Smith had the good for­tune of being rep­re­sent­ed by a skilled and expe­ri­enced death penal­ty attor­ney to tell her life sto­ry to the jury. Moreover, her fam­i­ly had the resources to make sure that this attor­ney was involved in the case from the beginning.

These high­ly vis­i­ble cas­es, how­ev­er, present a false pic­ture of the crim­i­nal jus­tice sys­tem in this coun­try. Most of the 3,000 peo­ple on death row were far less for­tu­nate in the rep­re­sen­ta­tion they received.

This report will demon­strate both the per­va­sive­ness of incom­pe­tent lawyer­ing in death penal­ty cas­es, and the resis­tance of the sys­tem to reform. It will point to the under­ly­ing caus­es for this cri­sis: the inad­e­quate com­pen­sa­tion avail­able for cap­i­tal rep­re­sen­ta­tion, and the absence of an enti­ty to appoint attor­neys inde­pen­dent from the judges who pre­side over these cas­es. As long as the sys­tem for appoint­ing and com­pen­sat­ing coun­sel is tied to the same pol­i­tics of recrim­i­na­tion which push­es for more exe­cu­tions, there will be little change.

The report con­cludes that the prospects for improve­ment in the near future are not good. With exe­cu­tions already esca­lat­ing, Congress is about to cur­tail most fed­er­al review of death penal­ty cas­es and elim­i­nate all fund­ing for the death penal­ty resource cen­ters around the coun­try. The con­se­quences for those on death row with legit­i­mate claims of inno­cence and for the sur­vival of our prin­ci­ples of jus­tice are dire.

Fatal Mistakes: Attorney Ineptitude At Trial Top

[The attor­neys’] state of prepa­ra­tion qual­i­fied them only as spec­ta­tors.”
–House v. Balkcom [2]

The pleas for jus­tice from those on death row seem dis­tant to the aver­age American and are most often rebuked with dis­dain. People con­demned to death have no polit­i­cal clout, and almost no one wants a dime spent on their defense. But the fol­low­ing sto­ry should change some minds.

A Good Citizen’s Nightmare

Andrew Golden is a for­mer teacher who had nev­er even received a traf­fic tick­et. He had been mar­ried to his wife, Ardelle, for twen­ty-four years, shar­ing a very close rela­tion­ship. He adored his two sons, Chip and Darin. That is why life on Florida’s death row was so dif­fi­cult for Golden, almost dri­ving him to sui­cide. He kept his san­i­ty by mak­ing things for the boys and help­ing them with their col­lege appli­ca­tions – and by fight­ing to prove his inno­cence. [3]

Golden was sent to death row in 1991 for alleged­ly drown­ing his wife. The case against him was amaz­ing­ly weak: Ardelle and the fam­i­ly car were found in a lake at the end of a boat ramp near Winter Haven, but even the police inves­ti­ga­tors and med­ical exam­in­er stat­ed at tri­al that the evi­dence did not sug­gest foul play. [4]

However, Golden’s lawyer did almost noth­ing to pre­pare for tri­al, hav­ing assumed that he would have the case thrown out before­hand. When the case was announced for tri­al, it was too late to pre­pare. There was no time for an acci­dent recon­struc­tion. The attor­ney put on no defense. He nev­er pre­sent­ed the jury with the rea­son­able expla­na­tion that Golden’s wife might have com­mit­ted sui­cide, hav­ing been depressed over the recent death of her father. He nev­er told the jury about the cof­fee mug wedged near the brake and accel­er­a­tor ped­al, or the four death notices of her father which Ardelle had with her in the car. [5]
Andrew Golden, with a new lawyer, had his con­vic­tion over­turned by a unan­i­mous Florida Supreme Court and was freed into the wel­com­ing arms of his chil­dren and grand­daugh­ter in 1994

With few alter­na­tives avail­able, the jury accept­ed the pros­e­cu­tion’s the­o­ry that Golden pushed his wife off the dock in order to get insur­ance mon­ey. The jury was nev­er told that the water by the dock was not even over Ardelle’s head. [6]

Andrew Golden, with a new lawyer hired by fam­i­ly mem­bers, had his con­vic­tion over­turned by a unan­i­mous Florida Supreme Court and was freed into the wel­com­ing arms of his chil­dren and grand­daugh­ter in 1994. He had been on death row for over two years. The Court held that the pros­e­cu­tion had failed to prove that Ardelle’s death was any­thing but an acci­dent, or that the Goldens’ rela­tions were any­thing but affec­tion­ate and cor­dial.”[7]Golden’s tri­al lawyer has been pub­licly rep­ri­mand­ed by the Florida Bar[8] and is being sued by Golden for mal­prac­tice in this case. 

The Appeal May Be Too Late

Schlup soon encoun­tered one of the catch-22s of life on death row: It’s hard to prove your tri­al coun­sel inef­fec­tive if your post-con­vic­tion coun­sel is too.”

* Lloyd Schlup may not seem quite as sym­pa­thet­ic as Andrew Golden, but he may be no less inno­cent. Schlup was accused of a mur­der while in prison and came with­in hours of exe­cu­tion in 1993. He remains under a sen­tence of death in Missouri, despite an enor­mous com­pi­la­tion of evi­dence of inno­cence, includ­ing a video­tape and eye­wit­ness­es, which indi­cate he was not even at the scene of the crime.

Schlup’s tri­al for mur­der in 1985 took all of two days. Unlike the dai­ly vis­its by Robert Shapiro to O.J. Simpson, Schlup’s tri­al attor­ney vis­it­ed him twice, for a total of 75 min­utes, before tri­al and nev­er talked to him on the phone. He was paid a total of $2,000 for fees and expens­es. He nev­er inter­viewed the 20 eye­wit­ness­es who saw this prison mur­der and now swear that Schlup was else­where. And after Schlup was con­vict­ed at tri­al, his attor­ney was com­plete­ly unpre­pared for the crit­i­cal sen­tenc­ing phase of the tri­al in which the jury decides life or death. [9]

Unlike Susan Smith’s lawyer, Schlup’s tri­al attor­ney nev­er inves­ti­gat­ed his med­ical, fam­i­ly, or psy­cho­log­i­cal back­ground. The only out­side wit­ness who tes­ti­fied for Lloyd Schlup’s life was his moth­er. He was quick­ly sen­tenced to death. [10]
Unlike the dai­ly vis­its by Robert Shapiro to O.J. Simpson, Schlup’s tri­al attor­ney vis­it­ed him twice, for a total of 75 min­utes, before tri­al and nev­er talked to him on the phone. He was paid a total of $2,000 for fees and expenses. 

Schlup’s appeal attor­neys were also defi­cient. As Stuart Taylor, who reviewed the Schlup case for The American Lawyer, not­ed: “[Schlup] soon encoun­tered one of the catch-22s of life on death row: It’s hard to prove your tri­al coun­sel inef­fec­tive if your post-con­vic­tion coun­sel is too .…”[11] But Schlup’s moth­er, Nancy Slater, nev­er gave up, and she final­ly secured the rep­re­sen­ta­tion of Sean O’Brien and the Missouri Capital Punishment Resource Center. With a skilled cap­i­tal lit­i­ga­tor putting over 1,000 hours into the case, things start­ed to turn around.

O’Brien has com­piled 20 affi­davits from eye­wit­ness­es to the crime who state that Schlup was not at the scene. He also has a video­tape show­ing Schlup in the prison cafe­te­ria near the time of the crime and a state­ment from a prison guard who was talk­ing to Schlup just before he entered the cafe­te­ria. There is also evi­dence that some of the prison offi­cials who helped con­vict Schlup have fal­si­fied evi­dence and framed pris­on­ers in oth­er cas­es. [12]

Governor Mel Carnahan stopped Schlup’s sched­uled exe­cu­tion, decid­ing the case need­ed review for pos­si­ble clemen­cy. And the Supreme Court agreed to review whether Schlup’s claim of inno­cence is so strong that it over­comes the Court’s usu­al rules per­mit­ting only one federal review.

Even though the Supreme Court ruled in his favor, [13] Schlup could still be exe­cut­ed. The Court only opened the door slight­ly so that a low­er court can con­sid­er the new evi­dence. Before tri­al, he was pre­sumed inno­cent. Now, because of poor rep­re­sen­ta­tion, he is pre­sumed guilty. On top of that, Congress is on the brink of vot­ing the Missouri Resource Center out of exis­tence by remov­ing its fund­ing. In halt­ing an almost cer­tain exe­cu­tion, the Center over­came incred­i­ble odds. If the same effort had been made dur­ing his tri­al, Lloyd Schlup might be free today. 

* Varnall Weeks was exe­cut­ed this year. Before his elec­tro­cu­tion in May, vir­tu­al­ly every orga­ni­za­tion in Alabama asso­ci­at­ed with men­tal health issues had lined up in oppo­si­tion to the sen­tence because of Weeks’s severe men­tal ill­ness. Together these orga­ni­za­tions sub­mit­ted a peti­tion for clemen­cy to the Governor, point­ing out Weeks’s twen­ty year his­to­ry of men­tal prob­lems. Unfortunately, none of this oppo­si­tion or his­to­ry of men­tal ill­ness was pre­sent­ed at tri­al. [14]

Weeks’s case had been tak­en up by new lawyers who dis­cov­ered that Weeks had been com­mit­ted to a men­tal hos­pi­tal in 1974 fol­low­ing an ear­li­er arrest, where he was diag­nosed as suf­fer­ing from con­stant delu­sions, hal­lu­ci­na­tions, and para­noid schiz­o­phre­nia. Nevertheless, he had been returned to prison and even­tu­al­ly released in 1981, with no arrange­ments for the treat­ment and med­ica­tion he des­per­ate­ly need­ed. Shortly there­after, Weeks com­mit­ted a mur­der. He was tried and sen­tenced to death. But his over­worked and under­paid appoint­ed attor­ney nev­er told the sen­tenc­ing judge about Weeks’s his­to­ry of mental illness.

The Southern Center for Human Rights, which rep­re­sent­ed Weeks in the last stages of his appeal, worked might­i­ly to have this death sen­tence over­turned, but to no avail. If the clear his­to­ry of men­tal ill­ness and the sup­port of inde­pen­dent men­tal health orga­ni­za­tions had been pre­sent­ed at tri­al instead of at the eleventh hour, Weeks would prob­a­bly be alive and under treat­ment today.
The hard real­i­ty is that there sim­ply is no sub­sti­tute for com­pe­tent coun­sel at trial. 

* Sylvester Adams was exe­cut­ed in South Carolina on August 17 this year. Adams was a poor, black man suf­fer­ing from men­tal retar­da­tion and men­tal ill­ness. But his court-appoint­ed lawyer failed to men­tion those crit­i­cal facts at tri­al. Later, at least one of the jurors came for­ward and said that she would not have vot­ed for death if she had known Adams was retard­ed.[15] Her vote for life would have spared Adams. The sub­se­quent inter­ven­tion of David Bruck (who rep­re­sent­ed Susan Smith at tri­al) and the South Carolina Resource Center came too late. The hard real­i­ty is that there sim­ply is no sub­sti­tute for com­pe­tent coun­sel at trial. 

* Joseph Spaziano may soon be added to those exe­cut­ed this year. Although the full truth may nev­er be known, Spaziano is prob­a­bly inno­cent. But with­out a doubt the moral cer­tain­ty of guilt, which even sup­port­ers of the death penal­ty acknowl­edge must be estab­lished in order for an exe­cu­tion to pro­ceed, has com­plete­ly evap­o­rat­ed in this case.

Tony DiLisio was the only wit­ness con­nect­ing Spaziano to the mur­der of a young woman. DiLisio was a drug-addict­ed teenag­er at the time he was ques­tioned regard­ing the wom­an’s mur­der, which had occurred two years ear­li­er. But through the sug­ges­tive tech­niques of refreshed mem­o­ry” and hyp­no­sis, DiLisio even­tu­al­ly remem­bered” Spaziano talk­ing about the mur­der of Laura Harbert.[16]

The pros­e­cu­tion read­i­ly admit­ted that with­out DiLisio it had no case at all.[17] At the time of Spaziano’s tri­al in 1975, how­ev­er, his lawyer nev­er told the jury that DiLisio had no mem­o­ry of the con­ver­sa­tion with Spaziano until the police had him hyp­no­tized. He also did not present the con­sid­er­able evi­dence exist­ing at that time which could have cast doubt on the hypnotically-induced testimony.

Today, under Florida law, DiLisio’s hyp­not­i­cal­ly-induced tes­ti­mo­ny would not be admis­si­ble. [18] The process of refreshed mem­o­ries” has large­ly been dis­cred­it­ed.[19] DiLisio, him­self, now com­plete­ly denounces the accu­ra­cy of those mem­o­ries.[20]
Spaziano will be hung on a tech­ni­cal­i­ty – he prob­a­bly would have been spared if the prop­er objec­tions had been raised, but once again qual­i­ty rep­re­sen­ta­tion came too late. 

But pro­ce­dur­al bar­ri­ers in fed­er­al and state courts now make it impos­si­ble to argue the points which would have destroyed the pros­e­cu­tion’s case at tri­al. Spaziano will be hung on a tech­ni­cal­i­ty – he prob­a­bly would have been spared if the prop­er objec­tions had been raised, but once again qual­i­ty rep­re­sen­ta­tion came too late.
A Lawyer in Name Only Given that some­one’s life is on the line and that death penal­ty law is among the most com­plex in the legal pro­fes­sion, one might expect that only the best attor­neys would be assigned to such cas­es. Nothing could be far­ther from the truth. Consider the qual­i­ty of rep­re­sen­ta­tion the fol­low­ing peo­ple received in the tri­al for their lives:

  • Aden Harrison, Jr., a black man, had as his court-appoint­ed coun­sel 83-year-old James Venable, who had been an impe­r­i­al wiz­ard of the Ku Klux Klan for over 15 years. A Georgia judge who reviewed Venable’s rep­re­sen­ta­tion in 1990 said the lawyer all but aban­doned his client and suf­fered from advanced age, and numer­ous laps­es of judg­ment.”[21] Venable was lat­er dis­barred for other matters.
  • Judy Haneys court-appoint­ed lawyer was so drunk dur­ing the tri­al in 1989 that he was held in con­tempt and sent to jail. The next day, both client and attor­ney came out of the cell­block and the tri­al resumed. But being drunk in court was just the tip of the ice­berg. This same lawyer failed to present hos­pi­tal records show­ing that Haney was a bat­tered spouse, a key fac­tor in why she had her adul­ter­ous hus­band killed. Many oth­er women have suc­cess­ful­ly used such abuse in their defense. Despite this shod­dy rep­re­sen­ta­tion, Haney’s death sen­tence was upheld by the Alabama Supreme Court in 1992 [22] and she remains on death row.
  • Jack House was rep­re­sent­ed at his cap­i­tal tri­al by a hus­band and wife team in Georgia who had nev­er read the state’s death penal­ty statute. The lawyers nev­er vis­it­ed the crime scene or inter­viewed the state’s wit­ness­es, made no attempt to dis­cov­er the state’s evi­dence (they were too busy”), and bare­ly spoke to their client. One of them left dur­ing the tes­ti­mo­ny of a key pros­e­cu­tion wit­ness (whom he lat­er cross-exam­ined), and they pre­sent­ed no mit­i­gat­ing evi­dence at sen­tenc­ing because they were unaware that there even was a sen­tenc­ing phase to the trial.

When their client was sen­tenced to death, they sub­mit­ted a boil­er­plate motion for a new tri­al but failed to point out that three cred­i­ble neigh­bors had sur­faced who claimed to have seen the vic­tim after the state’s cer­ti­fied time of death. Their client had an iron-clad ali­bi for that time. Worse still, the lawyers even failed to appear to argue their own motion. The U.S. Court of Appeals in 1984 char­i­ta­bly char­ac­ter­ized this sham­bles by say­ing that the attor­neys’ state of prepa­ra­tion qual­i­fied them only as spec­ta­tors.”[23] One of the attor­neys was lat­er dis­barred for his per­for­mance. Even with two attor­neys, Jack House stood alone at his trial.

Obviously, the state which assigns and com­pen­sates attor­neys in these cas­es bears much of the respon­si­bil­i­ty. Gary Nelson spent eleven years on Georgia’s death row. During that time, fif­teen peo­ple were tak­en to the elec­tric chair and exe­cut­ed. Nelson says the smell of burnt flesh is some­thing he’ll never forget.

Nelson was rep­re­sent­ed at his two-day tri­al by a sole prac­ti­tion­er who had nev­er tried a death penal­ty case. During a time when Nelson’s attor­ney was per­son­al­ly expe­ri­enc­ing finan­cial prob­lems, he was paid between $15 and $20 per hour. His request for co-coun­sel was reject­ed. No funds were pro­vid­ed for an inves­ti­ga­tor, and the attor­ney did­n’t even ask for funds for an expert wit­ness. The attor­ney’s clos­ing argu­ment at tri­al was 255 words. Gary Nelson was sen­tenced to death. His tri­al attor­ney was lat­er dis­barred for oth­er rea­sons. [24]

If this thor­ough defense had been mount­ed at tri­al, it would have saved the state the enor­mous costs of a decade of lit­i­ga­tion. It also would have saved eleven years of Gary Nelson’s life. 

Fortunately, Nelson’s appeal was tak­en over by a respect­ed Atlanta law firm, and even­tu­al­ly he was cleared of all charges and released in 1991. The pros­e­cu­tion admit­ted that there is no mate­r­i­al ele­ment of the state’s case in the orig­i­nal tri­al which has not sub­se­quent­ly been deter­mined to be impeached or con­tra­dict­ed.” [25]If this thor­ough defense had been mount­ed at tri­al, it would have saved the state the enor­mous costs of a decade of lit­i­ga­tion. It also would have saved eleven years of Gary Nelson’s life.

Today, there is even less of a chance that a Gary Nelson would be spared the elec­tric chair. With over 3,000 peo­ple on death row and with the resource cen­ters, which assist­ed law firms in tak­ing cas­es, on the brink of elim­i­na­tion, an inmate’s claim that he was poor­ly rep­re­sent­ed at tri­al will fall on deaf ears.

Repeat Performances One of the obsta­cles to change is that incom­pe­tent lawyers repeat­ed­ly get appoint­ed to death cas­es and then pro­vide a twist­ed form of speedy jus­tice.” They ease the pur­suit of the death penal­ty, rather than fight zeal­ous­ly for their clients. [26] They fol­low the path of least resis­tance by putting on a tepid defense, fil­ing few motions on behalf of their clients, expe­dit­ing the tri­al, and fil­ing only a per­func­to­ry appeal. Despite lack­lus­ter results, these attor­neys are often favored by appoint­ing judges over attor­neys who con­sci­en­tious­ly chal­lenge the state at every step of the proceedings.

  • In Houston, Texas, the death penal­ty cap­i­tal of the coun­try, attor­ney Ron Mock has rep­re­sent­ed about 10% of the peo­ple the coun­ty has sent to death row, prob­a­bly more than any oth­er defense attor­ney in Texas. Mock starts each day not as a mem­ber of the bar, but at the bar he owns in down­town Houston, Buster’s Drinkery. [27] Of his 15 cap­i­tal clients, 12 end­ed up on death row, includ­ing Gary Graham, a 17-year-old who was con­vict­ed large­ly on the basis of a sin­gle eye­wit­ness and no phys­i­cal evi­dence. Mock’s inves­ti­ga­tor, Merv West, said Mock dis­cour­aged him from work­ing hard on the case: I remem­ber that from the first Ron Mock insin­u­at­ed that Gary was guilty, and that def­i­nite­ly affect­ed my inves­ti­ga­tion. Since we both assumed Gary was guilty, I decid­ed not to waste time try­ing to sub­stan­ti­ate his ali­bi.…” [28] By tak­ing a large num­ber of cas­es, Mock has con­sis­tent­ly been a leader in receiv­ing the most mon­ey among court-appoint­ed attor­neys in Houston.[29]
  • Not far behind Ron Mock is Joe Frank Cannon, who also prac­tices in Houston and who has had ten clients sent to death row. Cannon boasts of hur­ry­ing through tri­als like greased light­ning.” [30] Candelario Elizondo, past pres­i­dent of the Harris County Criminal Lawyers Association, said that it is gen­er­al­ly reput­ed in the Harris County legal com­mu­ni­ty” that Mr. Cannon received cap­i­tal appoint­ments because he deliv­ers on his promis­es to move the courts’ dock­ets.” [31]

One of Mr. Cannon’s for­mer clients clos­est to death is Calvin Burdine. The jury fore­man from Burdine’s tri­al has sub­mit­ted an affi­davit in court assert­ing that Cannon repeat­ed­ly fell asleep dur­ing the tri­al. Cannon also used slurs such as queer” and fairy” in court papers for Burdine, an open­ly gay man. According to The Wall Street Journal, Mr. Cannon does­n’t remem­ber the details of the Burdine case. I don’t have to prove any­thing,” he remarked. My record speaks for itself.”[32]

In California, attor­ney Ron Slick has had at least 8 clients sent to death row. According to a report in The Los Angeles Times, Slick gave new mean­ing to the words speedy tri­al.” Where oth­er attor­neys take weeks or months to try com­plex cap­i­tal cas­es, … Slick some­times spent just a few days .…” [33]“Since we both assumed Gary was guilty, I decid­ed not to waste time try­ing to sub­stan­ti­ate his ali­bi.”
–mem­ber of Gary Graham’s defense team 

One of Slick’s clients con­vict­ed of mur­der is Robert Glover. When Glover’s moth­er con­tact­ed anoth­er attor­ney, he told her she must have been mis­tak­en when she said that her son’s tri­al last­ed only one day. He told her: Don’t wor­ry, that must be the pre­lim­i­nary hear­ing.” [34] But he was mis­tak­en. Glover’s non-cap­i­tal con­vic­tion was over­turned when the state Court of Appeal found that Slick act­ed incom­pe­tent­ly. The pros­e­cu­tion lat­er dropped the charges. Despite – or per­haps because of – this rep­u­ta­tion, Slick was fre­quent­ly appoint­ed to rep­re­sent indi­gent defen­dants, earn­ing siz­able sums of mon­ey. [35]
Where oth­er attor­neys take weeks or months to try com­plex cap­i­tal cas­es, … Slick some­times spent just a few days.”

The Politics of Judicial Decisions

To ensure that only com­pe­tent lawyers get appoint­ed to cap­i­tal cas­es, those respon­si­ble for select­ing attor­neys should be inde­pen­dent of the elect­ed judges who try these same cas­es. The American Bar Association, for exam­ple, has rec­om­mend­ed that the recruit­ment and appoint­ment be han­dled by a pub­lic defend­er office or by a spe­cial com­mit­tee of expe­ri­enced legal prac­ti­tion­ers. [36]

In 32 out of the 38 states with the death penal­ty, state judges are elect­ed and sub­ject to the same pres­sures which have made many politi­cians embrace increased exe­cu­tions. Judges in California, Texas and Mississippi in recent years have lost their posi­tions after their oppo­nents mount­ed cam­paigns focused on a harsh­er appli­ca­tion of the death penal­ty. [37] While those accused of cap­i­tal offens­es have lit­tle sup­port in the elec­torate, their rights to due process in the courts should not be sub­ject to such pressures.



Prospects for the Future are Worse Top

Notwithstanding the hero­ic efforts of the resource cen­ters and appel­late projects through­out the coun­try, the mea­ger hourly rates and expen­di­ture caps that many states impose on appoint­ed coun­sel in cap­i­tal cas­es do not sug­gest that a solu­tion to this cri­sis is immi­nent.”
–Justice William Brennan, Jr., 1994 

The sys­tem of death penal­ty rep­re­sen­ta­tion has been at the cri­sis stage for years. As retired Justice William J. Brennan, Jr. said in 1994 at the University of Notre Dame:

The case reporters and aca­d­e­m­ic lit­er­a­ture are filled with count­less accounts of inad­e­quate legal rep­re­sen­ta­tion in cap­i­tal cas­es, both at tri­al and sen­tenc­ing phas­es.… Notwithstanding the hero­ic efforts of the resource cen­ters and appel­late projects through­out the coun­try, the mea­ger hourly rates and expen­di­ture caps that many states impose on appoint­ed coun­sel in cap­i­tal cas­es do not sug­gest that a solu­tion to this cri­sis is immi­nent. [38]

The prospects for change are now far worse than just a year ago. Funds for indi­gent defense are being cut back, the num­ber of peo­ple fac­ing immi­nent exe­cu­tion is increas­ing dra­mat­i­cal­ly, and Congress is prepar­ing to effec­tive­ly remove the last pro­tec­tions defen­dants have to counter this injus­tice. In the atmos­phere of fear sparked by the bomb­ing in Oklahoma City, the time hon­ored Great Writ of habeas cor­pus has been tar­get­ed for vir­tu­al elim­i­na­tion. Moreover, fed­er­al fund­ing for the death penal­ty resource cen­ters, which have uncov­ered so many of the exam­ples of shod­dy rep­re­sen­ta­tion, also faces elimination.

The main rea­son that death penal­ty defense has been neglect­ed for so long is that cap­i­tal pun­ish­ment has become so politi­cized. Politicians, from pros­e­cu­tors to pres­i­dents, seize upon the death penal­ty as their sym­bol of tough­ness against crime. Therefore, it is not sur­pris­ing that the appoint­ment of coun­sel in cap­i­tal cas­es is steeped in pol­i­tics as well. As Stephen Bright wrote recent­ly in The Yale Law Journal, those on death row are not a powerful constituency:

The qual­i­ty of legal rep­re­sen­ta­tion in cap­i­tal cas­es in many states is a scan­dal. However, almost no one cares. Those fac­ing the death penal­ty are gen­er­al­ly poor, often mem­bers of racial minori­ties, often afflict­ed with sub­stan­tial men­tal impair­ments, and always accused of seri­ous, ter­ri­ble crimes.… All of this leads to, at best, indif­fer­ence and, more often, hos­til­i­ty toward the plight of those accused.” [39]

The attack on the resource cen­ters is an exam­ple of the polit­i­cal offen­sive. Their clo­sure will prob­a­bly result in greater costs to the gov­ern­ment and more delay, but it is polit­i­cal­ly pop­u­lar to attack those on death row. Some of the harsh­est crit­ics of the resource cen­ters are those who usu­al­ly oppose them on appeals. Opponents like South Carolina Attorney General Charles Condon have tak­en their fight out of the courts and into Congress to defeat the resource cen­ters. [40]

But sup­port­ers like Chief Judge Richard Arnold of the U.S. Court of Appeals point to the sub­stan­tial advan­tages of keep­ing the cen­ters: If these [resource] cen­ters are elim­i­nat­ed, the cost to the tax­pay­er will go up.… The effect will be to pro­long cas­es because it will take more time to find com­pe­tent attor­neys, and those attor­neys, who have prob­a­bly nev­er han­dled a death penal­ty appeal, will strug­gle in this high­ly com­plex area of the law.”[41]Similarly, David Sellers of the Administrative Office of the U.S. Courts said, The irony is Congress is doing exact­ly the oppo­site of what it intends. By elim­i­nat­ing this pro­gram, there will be few­er lawyers tak­ing these cas­es and that will cre­ate more delay.”[42]

The qual­i­ty of legal rep­re­sen­ta­tion in cap­i­tal cas­es in many states is a scan­dal. However, almost no one cares.”
–Stephen Bright

The Role of the Great Writ 

When a defen­dant is con­vict­ed and sen­tenced to death, he or she has the right to a direct appeal to the state’s high­est court and the right to an attor­ney to file that appeal. Often, the attor­ney who han­dles the appeal is the same one who lost at tri­al. The pur­pose of the direct appeal is to chal­lenge any mis­takes which were made dur­ing the tri­al. But what if the mis­takes were caused by that same attorney?

This is where the writ of habeas cor­pus comes into play. Apart from the direct appeal, defen­dants have tra­di­tion­al­ly been able to chal­lenge any uncon­sti­tu­tion­al act by the state in the course of the pro­ceed­ings against them. Since the right to coun­sel is a con­sti­tu­tion­al right, the effec­tive denial of that right is grounds for relief in the form of a writ of habeas corpus.

In 1984, the Supreme Court set the stan­dards for judg­ing inef­fec­tive assis­tance of coun­sel in Strickland v. Washington.[43] The Court held that a defen­dant must show not only that the coun­sel’s per­for­mance was so bad as to over­come a strong pre­sump­tion of ade­quate rep­re­sen­ta­tion, but also that this poor per­for­mance affect­ed the out­come. Judges, apply­ing this pre­sump­tion, will often find excus­es for attor­neys who failed to inves­ti­gate or failed to object at cru­cial times. And even when no expla­na­tion can be found for behav­ior such as drunk­en­ness or falling asleep at tri­al, a judge may sim­ply con­clude that the jury would still have found the defen­dant guilty and sen­tenced him to death even if the lawyer was total­ly con­scious. Although those fac­ing pos­si­ble exe­cu­tion need a far more vig­or­ous and astute defense, the Strickland stan­dard does not ensure it.

Many defen­dants with demon­stra­bly inef­fec­tive lawyers receive no relief from the courts. [44] State court judges, who are often elect­ed and sub­ject to pub­lic out­cries for vengeance, are par­tic­u­lar­ly reluc­tant to over­turn a con­vic­tion or death sen­tence because of the per­for­mance of an attor­ney whom they or their col­leagues appoint­ed. As a result, a defen­dan­t’s best chances have been in fed­er­al court, where judges are appoint­ed for life and are one step removed from the vagaries of state pol­i­tics and elec­tion pres­sures. But under the guise of speed­ing up the exe­cu­tion process, both hous­es of Congress have passed leg­is­la­tion which would dec­i­mate this avenue of relief. If final­ly signed into law, this leg­is­la­tion would require fed­er­al courts to give strong def­er­ence to the deci­sions of state courts. If claims of inef­fec­tive assis­tance of coun­sel are lim­it­ed by this pro­posed leg­is­la­tion, then a fed­er­al writ of habeas cor­pus will not be grant­ed even though the state court ignored shod­dy rep­re­sen­ta­tion. A fed­er­al court will not be able to act when it mere­ly dis­agrees with the state court. It will have to find that the state court act­ed unrea­son­ably – a very harsh con­dem­na­tion which judges are reluc­tant to make against each oth­er.


The Importance of Federal Review It is hard to pre­dict exact­ly what the plight of the three thou­sand inmates on death row will be if these blows to due process are not soft­ened. However, a look at some recent cas­es in which fed­er­al courts have found inef­fec­tive rep­re­sen­ta­tion by lawyers is reveal­ing. In all of the cas­es which fol­low, the states’ high­est courts found no inef­fec­tive rep­re­sen­ta­tion. Under Congress’s new regime, it is quite pos­si­ble that these same fed­er­al courts, while dis­agree­ing with the state deci­sions, will nev­er­the­less have to let them stand because the state results were not clearly unreasonable.

To under­stand these cas­es, it is impor­tant to remem­ber that a death penal­ty tri­al is a two-step process: first, the defen­dant must be found guilty; then it must be decid­ed that this par­tic­u­lar crime and defen­dant mer­it exe­cu­tion. The Supreme Court has reject­ed auto­mat­ic death sen­tences for the crime of mur­der. A judge or jury must find that the mur­der in ques­tion was so exceed­ing­ly bru­tal, or that the defen­dant is such an extra­or­di­nary dan­ger to soci­ety, that an exe­cu­tion is war­rant­ed. Lawyers who make argu­ments only about the guilt of their clients fail mis­er­ably as advocates.

The case of Susan Smith is an exam­ple of how crit­i­cal the sen­tenc­ing phase can be. There was lit­tle doubt that Smith drowned her two sons. But the jury need­ed to be told Susan Smith’s life sto­ry, a sto­ry of sex­u­al abuse, of men­tal insta­bil­i­ty and sui­cide attempts, in order to decide between life and death. She could not tell that sto­ry her­self – she need­ed an expe­ri­enced advo­cate who had inves­ti­gat­ed every aspect of her life so that the jury might under­stand what hap­pened. Shockingly, many defense attor­neys are sim­ply silent when it comes to that cru­cial phase of a death penalty trial. 

* Shock Treatment Ignored. James Agan suf­fered from severe men­tal ill­ness which may have led him to plead guilty to a crime he did not com­mit. His attor­ney, Mack Futch, spent a total of fif­teen hours on the case, includ­ing only sev­en hours of inves­ti­ga­tion. He nev­er request­ed or received the pre­vi­ous attor­ney’s file. He nev­er obtained his clien­t’s med­ical files or mil­i­tary files, and made no inquiry into Agan’s psy­chi­atric back­ground. As a result, the attor­ney had no idea that his client had been on psy­chotrop­ic med­ica­tion, had under­gone 81 shock treat­ments, or had been diag­nosed as psy­chot­ic by three dif­fer­ent psy­chi­a­trists. Although the state’s high­est court affirmed the death sen­tence, a fed­er­al court ruled that Futch com­plete­ly failed to explore the men­tal com­pe­ten­cy of his client, there­by requir­ing a new tri­al. [45]

* My Client Is Guilty. Alphonso Cave was accused, along with three oth­er men, of rob­bery and mur­der of a con­ve­nience store employ­ee. Under Florida law, some­one like Cave, who par­tic­i­pates in a rob­bery in which the vic­tim dies can be con­vict­ed of first degree mur­der and sen­tenced to death even if he did not do the shoot­ing. Admitting to the rob­bery would be equiv­a­lent to admit­ting to the mur­der, a cap­i­tal offense. Apparently igno­rant of this fun­da­men­tal point of law, Cave’s attor­ney made the fol­low­ing state­ment to the jury dur­ing the guilt phase of the trial:

I sub­mit to you, ladies and gen­tle­men, that my client is guilty of armed rob­bery. He’s guilty of it .… I know you can come back with a guilty ver­dict for armed rob­bery. It is not even an issue. [46]

The attor­ney there­by con­ced­ed the most impor­tant ele­ment in the state’s effort to achieve a cap­i­tal con­vic­tion. Once the rob­bery was admit­ted by the defense, the death penal­ty became like­ly. A fed­er­al court found that the attor­ney’s per­for­mance fell far below the accept­able stan­dard for com­pe­tent coun­sel” and that she had a “ grandiose, per­haps even delu­sion­al’ belief in her abil­i­ties, espe­cial­ly so because she was try­ing her first cap­i­tal case.” [47]

Moreover, this attor­ney was so (mis­tak­en­ly) con­fi­dent that she would avoid a mur­der con­vic­tion by admit­ting to the rob­bery, she com­plete­ly ignored prepa­ra­tion for the penal­ty phase of the case. Counsel pre­sent­ed no mit­i­gat­ing wit­ness­es dur­ing the sen­tenc­ing phase. [48]

The pros­e­cu­tor, who had already been hand­ed a com­plete vic­to­ry in the guilt phase of the tri­al, had an even eas­i­er time in the penal­ty phase. His remarks to the jury were unfortunately true:

What have we learned regard­ing the Defendant’s char­ac­ter? Absolutely noth­ing. What wit­ness­es appeared dur­ing the sec­ond phase to tes­ti­fy regard­ing the Defendant’s char­ac­ter? None. Of all the per­sons that Alphonso Cave knows, what per­son told you any­thing regard­ing Alphonso Cave’s char­ac­ter? None.[49]

* Even a Cursory Investigation. When James Brewer was found guilty of mur­der, his attor­ney thought the sen­tenc­ing phase of the tri­al would occur much lat­er. Instead, the judge, fol­low­ing the usu­al prac­tice, denied any con­tin­u­ance and began the sen­tenc­ing hear­ing at 9:00 a.m. the next busi­ness day. The attor­ney’s prepa­ra­tion for this crit­i­cal phase of the tri­al con­sist­ed of a cou­ple hours of dis­cus­sion with his client. He waived the oppor­tu­ni­ty to make an open­ing argu­ment, pre­sent­ed no char­ac­ter wit­ness­es, and pre­sent­ed no evi­dence of his clien­t’s his­to­ry of severe men­tal ill­ness. Instead, the attor­ney sim­ply put his unpre­pared client on the stand, and the jury returned a death sen­tence. [50]

The fed­er­al court which reviewed this attor­ney’s behav­ior found that even a cur­so­ry inves­ti­ga­tion of Brewer’s men­tal health his­to­ry would have revealed that he was treat­ed with shock ther­a­py, that he had brain dam­age result­ing from blows to the head, that he had been eval­u­at­ed as men­tal­ly defec­tive,” and fix­at­ed at a very depen­dent and infan­tile lev­el,” with an IQ between 58 and 67. [51] The sen­tenc­ing jury knew noth­ing of this. 

* Just One Juror. In the State of Washington, Kwan Fai Mak was rep­re­sent­ed at tri­al by coun­sel who had no expe­ri­ence with death penal­ty cas­es. The attor­ney real­ized too late that he had not ade­quate­ly pre­pared for the sen­tenc­ing phase of the tri­al. Due to his lack of prepa­ra­tion, none of the read­i­ly avail­able mit­i­gat­ing evi­dence regard­ing Mak’s back­ground, fam­i­ly rela­tion­ships, or cul­tur­al dif­fer­ences was pre­sent­ed to the jury, which returned a sen­tence of death. [52]

To fail to present impor­tant mit­i­gat­ing evi­dence in the penal­ty phase … can be as dev­as­tat­ing as a fail­ure to present proof of inno­cence in the guilt phase.”
–Mak v. Blodgett 

Upon fed­er­al review, the court empha­sized the crit­i­cal nature of the sen­tenc­ing hear­ing and the attor­ney’s role in presenting evidence:

The issue for the jury is whether the defen­dant will live or die .… The sen­tenc­ing hear­ing is defense coun­sel’s chance to show the jury that the defen­dant, despite the crime, is worth sav­ing as a human being .… To fail to present impor­tant mit­i­gat­ing evi­dence in the penal­ty phase – if there is no risk in doing so – can be as dev­as­tat­ing as a fail­ure to present proof of inno­cence in the guilt phase. [53]

Under Washington law, if just one juror had found the exis­tence of a mit­i­gat­ing cir­cum­stance the sen­tence would have been life rather than death.[54] But with no such evi­dence pre­sent­ed, the jury had little choice. 

* Death As A Gift of Life. A California attor­ney, Donald Ames, went out of his way to assist the pros­e­cu­tion in his ten minute clos­ing argu­ment for his client, Melvin Wade. [55] Ames told the jury that his client can’t live with that beast from with­in any longer,” and that a death sen­tence might be the gift of life.” [56] With that invi­ta­tion, the jury vot­ed for death. The fed­er­al Court of Appeals, which over­turned the death sen­tence because of Ames’s con­duct, held that his argu­ment effec­tive­ly relieved the jury of any doubt or anguish it might feel in sen­tenc­ing Wade to death.” [57]
Defense coun­sel’s argu­ment effec­tive­ly relieved the jury of any doubt or anguish it might feel in sen­tenc­ing Wade to death.”
–Wade v. Calderon 

These cas­es illus­trate that state courts often ignore gross mis­con­duct by lawyers. The fed­er­al courts, if per­mit­ted to do so, occa­sion­al­ly over­turn a con­vic­tion or sen­tence because of bad lawyer­ing. Now, how­ev­er, fed­er­al review is also in jeop­ardy. But even fed­er­al review is no panacea for the cri­sis in death penal­ty rep­re­sen­ta­tion. In many ways, the cas­es above are the excep­tions: equal­ly egre­gious attor­ney behav­ior is often ignored by all courts, [58] and exe­cu­tions are going for­ward in ever-increasing numbers. 

The Second Shoe About to Fall: Closing of the Resource Centers 

To the indi­gent defen­dant who was poor­ly rep­re­sent­ed at tri­al, Congress’s gut­ting of habeas cor­pus would be a very seri­ous blow. But Congress is about to let the sec­ond shoe fall as well. The House of Representatives has tar­get­ed all twen­ty of the death penal­ty resource cen­ters around the coun­try for extinc­tion by elim­i­nat­ing their entire fed­er­al fund­ing. Thus, even if the fed­er­al courts were will­ing to enter­tain a motion regard­ing inef­fec­tive lawyer­ing at tri­al, there may be no expe­ri­enced attor­ney to bring the claim.

For sev­en years, the resource cen­ters have rep­re­sent­ed those on death row who have no oth­er recourse, and have advised oth­er attor­neys will­ing to take such cas­es. In many instances, they have done the work which should have been done at tri­al. Attorneys like Bryan Stevenson at the Alabama Resource Center have re-inves­ti­gat­ed the cas­es of peo­ple like Walter McMillian and found that the ulti­mate mis­car­riage of jus­tice had been done: an inno­cent man had been sen­tenced to death. Stevenson was nation­al­ly hon­ored this year as a MacArthur Fellow by the John T. and Catherine D. MacArthur Foundation for his out­stand­ing work, but Congress appears unwill­ing to fund his $28,000 salary so that the Resource Center can con­tin­ue. [59]

These resource cen­ters have been a small counter-bal­ance to the enor­mous funds and legal arse­nal avail­able to the pros­e­cu­tion at both the tri­al and appel­late stages of a cap­i­tal case. With the resource cen­ters gone, the play­ing field will pre­cip­i­tous­ly tip fur­ther in favor of the state’s case. Sole prac­ti­tion­ers with lit­tle or no expe­ri­ence and no resource cen­ter back­up will be thrust into com­plex death penal­ty lit­i­ga­tion. Payment for han­dling post-con­vic­tion appeals, if there is any pay­ment at all, may go to the low­est bid­der. Years of exper­tise in the com­plex area of death penal­ty law will be squandered. 

If these [resource] cen­ters are elim­i­nat­ed, the cost to the tax­pay­er will go up .… The effect will be to pro­long cas­es .…”
–Chief Judge Richard Arnold, U.S. Court of Appeals 

The Breadth of the Problem Top

The fed­er­al reports are filled with sto­ries of coun­sel who pre­sent­ed no evi­dence in mit­i­ga­tion of their clients’ sen­tences because they did not know what to offer or how to offer it, or had not read the state’s sen­tenc­ing statute.
–Justice Thurgood Marshall [60]

Examples like those cit­ed above, of incom­pe­tent lawyers han­dling the most impor­tant cas­es in their clients’ lives, are by no means iso­lat­ed. They rep­re­sent a grow­ing cri­sis which has been exposed and denounced time and again over the years. 

  • A 1990 report by the American Bar Association con­clud­ed that the inad­e­qua­cy and inad­e­quate com­pen­sa­tion of coun­sel at tri­al” was one of the prin­ci­pal fail­ings of the cap­i­tal pun­ish­ment sys­tems in the states today.”[61]The report con­tained numer­ous exam­ples of fla­grant mis­con­duct by attor­neys like the lawyer who was out of the cour­t­house park­ing his car while the key pros­e­cu­tion wit­ness was tes­ti­fy­ing, and anoth­er lawyer who referred to his own client as a nig­ger” in front of the jury. The report not­ed that exam­ples like these are legion. 
  • A sub­se­quent 1993 ABA study found the whole sys­tem of indi­gent defense to be in a state of cri­sis, cit­ing a long his­to­ry of warn­ings on this prob­lem. In par­tic­u­lar, it not­ed that death penal­ty defen­dants have been the hard­est hit by inad­e­quate fund­ing. [62]
  • The National Law Journal, after a study of death penal­ty rep­re­sen­ta­tion in the South, con­clud­ed that cap­i­tal tri­als are more like a ran­dom flip of the coin than a del­i­cate bal­anc­ing of scales,” because the defense attor­ney is too often … ill-trained, unpre­pared [and] gross­ly under­paid.” [63] An inves­ti­ga­tion by the Kentucky Department of Public Advocacy found that one-fourth of those under the sen­tence of death in Kentucky were rep­re­sent­ed at tri­al by attor­neys who since had been dis­barred or had resigned rather than face dis­bar­ment. [64] In six south­ern states, cap­i­tal defense attor­neys were dis­barred, sus­pend­ed, or dis­ci­plined at rates 3 to 46 times high­er than the gen­er­al attor­ney dis­ci­pline rates. [65]
  • In an exten­sive recent arti­cle in The Yale Law Journal, vet­er­an death penal­ty attor­ney and J. Skelly Wright Fellow at Yale, Stephen Bright, con­clud­ed, No per­son accused of any crime should receive the sort of rep­re­sen­ta­tion that is found accept­able in the crim­i­nal courts of this nation today, but it is par­tic­u­lar­ly inde­fen­si­ble in cas­es where life is at stake.” [66] The arti­cle is a ver­i­ta­ble cat­a­logue of slip­shod rep­re­sen­ta­tion, inex­cus­able omis­sions, and a lack of con­cern by attor­neys for the grav­i­ty of their task. 

In many instances, it’s not just a ques­tion of inad­e­quate lawyers; there sim­ply are no lawyers avail­able, espe­cial­ly for appeals:

  • In California, half of the 249 death row inmates await­ing their first appeals have no lawyers, and about 33 new inmates are added to death row each year.[67]
  • In Pennsylvania, the new gov­er­nor is sign­ing death war­rants at record rates, even sched­ul­ing mul­ti­ple exe­cu­tions on the same day. But the sys­tem of rep­re­sen­ta­tion is break­ing down. According to Prof. Shelley Stark of the University of Pittsburgh School of Law, There are about 190 peo­ple on [Pennsylvania’s] death row right now, and almost none are rep­re­sent­ed after the direct appeal stage. This is a major cri­sis.” [68] At the same time, the over­whelmed Pennsylvania Resource Center with five attor­neys, is try­ing to rep­re­sent those clos­est to exe­cu­tion and is about to lose its funding.
  • Even in Ohio, which has a pub­lic defend­er office to han­dle death row appeals, unrea­son­able work­loads can make rep­re­sen­ta­tion impos­si­ble. John Dougherty’s recent death penal­ty appeal was dis­missed because his lawyers missed a fil­ing dead­line. The pub­lic defend­er office had tried to with­draw from the case because of over­whelm­ing time pres­sures, but the court refused. One of Dougherty’s attor­neys explained that she was try­ing to work on eleven oth­er death penal­ty cas­es at the same time. [69]

Most recent­ly, Justice Harry Blackmun, just before step­ping down from the Supreme Court in July, 1994, point­ed to the cri­sis” in the rep­re­sen­ta­tion of cap­i­tal defen­dants. His part­ing thoughts to the Court and to the American peo­ple deserve ample quotation:

Frequently the legal coun­sel avail­able to cap­i­tal defen­dants at these crit­i­cal stages [tri­al and post­con­vic­tion pro­ceed­ings] is woe­ful­ly inad­e­quate.…

Court-award­ed funds for the appoint­ment of inves­ti­ga­tors and experts often are either unavail­able, severe­ly lim­it­ed, or not pro­vid­ed by state courts. As a result, attor­neys appoint­ed to rep­re­sent cap­i­tal defen­dants at the tri­al lev­el fre­quent­ly are unable to recoup even their over­head costs and out-of-pock­et expense, and effec­tive­ly may be required to work at min­i­mum wage or below while fund­ing from their own pock­ets their client’s defense.

He con­cludes:

It is my hope and belief that this Nation soon will come to real­ize that cap­i­tal pun­ish­ment can­not moral­ly or con­sti­tu­tion­al­ly be imposed. Until that time, how­ev­er, we must have the courage to rec­og­nize the fail­ings of our present sys­tem of cap­i­tal rep­re­sen­ta­tion and the con­vic­tion to do what is nec­es­sary to improve it. [70]

Texas: A Case of Neglect


We believe, in the strongest terms pos­si­ble, that Texas has already reached the cri­sis stage in cap­i­tal rep­re­sen­ta­tion .…”
–A Study of Representation of Capital Cases in Texas, 1993 

No state epit­o­mizes the death penal­ty more than Texas. With three times the exe­cu­tions of any oth­er state and one of the largest death rows in the coun­try, Texas is far and away the exe­cu­tion leader. Not coin­ci­den­tal­ly, Texas has one of the worst sys­tems for pro­vid­ing death penalty lawyers.

Recently, the State Bar of Texas com­mis­sioned a study of the sys­tem of rep­re­sen­ta­tion in death penal­ty cas­es. A com­pre­hen­sive report pre­pared by the Spangenberg Group of Massachusetts found that cap­i­tal rep­re­sen­ta­tion in Texas is plagued with tremen­dous prob­lems at both the tri­al and appel­late lev­el. It described the lack of coun­sel and the inad­e­qua­cy of fund­ing as des­per­ate” and urgent”, and concluded:

We believe, in the strongest terms pos­si­ble, that Texas has already reached the cri­sis stage in cap­i­tal rep­re­sen­ta­tion and that the prob­lem is sub­stan­tial­ly worse than that faced by any oth­er state with the death penal­ty.[71]

Texas’s com­pen­sa­tion for court-appoint­ed attor­neys remains near the low­est in the coun­try. [72] The pros­e­cu­tors, on the oth­er hand, rep­re­sent a team of salaried state employ­ees with ample resources and ready access to oth­er law enforce­ment agen­cies for inves­ti­gat­ing and pur­su­ing their cas­es. [73]
The Spangenberg Report con­clud­ed that defend­ing death penal­ty cas­es in Texas is fre­quent­ly a los­ing finan­cial ven­ture: The rate of com­pen­sa­tion pro­vid­ed to court-appoint­ed attor­neys is absurd­ly low and does not cov­er the cost of pro­vid­ing rep­re­sen­ta­tion.” [74] Without ade­quate com­pen­sa­tion, it would be unre­al­is­tic to expect that cap­i­tal defen­dants are con­sis­tent­ly pro­vid­ed a thorough defense. 

  • In one Texas case, the entire argu­ment offered by an attor­ney for his client, Jesus Romero, at a cap­i­tal sen­tenc­ing con­sist­ed of these words: You are an extreme­ly intel­li­gent jury. You’ve got that man’s life in your hands. You can take it or not. That’s all I have to say.”[75] Romero was exe­cut­ed in 1992.
  • Federico Macias came with­in two days of exe­cu­tion in Texas because his tri­al attor­ney did almost noth­ing to pre­pare for tri­al. No doubt, being paid just over $11 an hour was a dis­in­cen­tive for the attor­ney to con­duct a more thorough investigation.

This lawyer failed to call avail­able wit­ness­es who could have refut­ed the state’s case and based his tri­al deci­sions on a fun­da­men­tal mis­un­der­stand­ing of Texas law. The defense coun­sel also admit­ted he did no inves­ti­ga­tion at all for the sen­tenc­ing phase. His only prepa­ra­tion was to speak to his client and his wife dur­ing the lunch break of the sen­tenc­ing pro­ceed­ing.[76]

In Randall County, Texas, defense coun­sel Mallory Holloway was told that he had bet­ter not ask for inves­ti­ga­tion funds, since he had already drained the coun­ty’s bud­get by insist­ing on co-coun­sel.[77]

Today Macias is a free man, thanks to vol­un­teer coun­sel from a Washington law office that inter­vened just before Macias’s exe­cu­tion. With qual­i­fied coun­sel and the help of the Texas Resource Center, Macias was even­tu­al­ly cleared of all charges and released in 1993. [78] That resource cen­ter is now fac­ing defund­ing and is clos­ing its doors. 

The Crisis in Other States

Texas is cer­tain­ly not alone in hav­ing a poor record regard­ing death penal­ty rep­re­sen­ta­tion. In a review of attor­ney con­duct in cap­i­tal cas­es, a Tennessee appel­late court cit­ed 17 cas­es in which the attor­neys offered no mit­i­ga­tion evi­dence what­so­ev­er dur­ing the penal­ty phase of the tri­al.[79] This rep­re­sent­ed one-fourth of the cas­es of peo­ple who had been sen­tenced to death in that state. Under Tennessee law, pre­sent­ing no mit­i­gat­ing evi­dence is tan­ta­mount to an auto­mat­ic death sen­tence. In med­i­cine, this would be com­pa­ra­ble to a doc­tor walk­ing away from a patient who had sud­den­ly stopped breathing.

According to a recent arti­cle in the Tennessee Bar Journal, some attor­neys are spend­ing 20 hours or less prepar­ing for a death penal­ty tri­al. (In con­trast, North Carolina pub­lic defend­ers spent an aver­age of 613 hours on death penal­ty cas­es, most of it prepar­ing for tri­al. [80]) Yet, the arti­cle not­ed that no cap­i­tal con­vic­tions have been reversed by Tennessee courts because of inef­fec­tive­ness of coun­sel and only one death sen­tence has been over­turned. [81]

In Louisiana, the pub­lic defend­er sys­tem is fund­ed pri­mar­i­ly by rev­enues from local traf­fic tick­ets. In regions with lit­tle rev­enue, lit­tle mon­ey is avail­able to pay defense attor­neys, even when a defen­dan­t’s life is on the line. This results in rep­re­sen­ta­tion like that afford­ed Keith Messiah. Messiah was con­vict­ed of cap­i­tal mur­der in a one-day tri­al in Louisiana. His attor­ney then mere­ly stip­u­lat­ed to his clien­t’s age at the time of the crime and rest­ed his case. The entire penal­ty tri­al took 20 min­utes. Messiah remains on death row. [82]

Philadelphia, with only 14% of Pennsylvania’s pop­u­la­tion, has been respon­si­ble for over 50% of the Pennsylvania cas­es receiv­ing the death penal­ty.[83] A clos­er look at the sys­tem of cap­i­tal rep­re­sen­ta­tion in Philadelphia helps explain these dis­mal results. Attorneys in Philadelphia are giv­en about one-tenth what lawyers in Los Angeles are paid for defend­ing a death penal­ty case. [84] In a review of 20 cas­es in which the death penal­ty was sought over two years, The Philadelphia Inquirer found that in only one case did the defen­dant have two attor­neys, stan­dard prac­tice in many oth­er juris­dic­tions. In 60% of the cas­es, no inves­ti­ga­tor was paid for by the courts. The courts paid for psy­chol­o­gists in only two cas­es, and then only a pal­try amount.[85]

Prof. Robert Sadoff of the University of Pennsylvania, who trav­els wide­ly as an expert wit­ness in crim­i­nal cas­es, refus­es to take work in Philadelphia homi­cide cas­es because the mon­ey is either ridicu­lous­ly low or non-exis­tent. I like to choose my char­i­ties,” Sadoff said. This is a bad sys­tem, unfair to the defen­dant.” [86]

Presenting no mit­i­gat­ing evi­dence is tan­ta­mount to an auto­mat­ic death sen­tence.… com­pa­ra­ble to a doc­tor walk­ing away from a patient who had sud­den­ly stopped breathing. 

Although some mea­sures have been tak­en to improve the sys­tem of rep­re­sen­ta­tion, it is being over­whelmed by a new law requir­ing the Governor of Pennsylvania to sign death war­rants on an accel­er­at­ed basis, even if the defen­dant is not rep­re­sent­ed by coun­sel. The state’s for­mer attor­ney gen­er­al, Ernest Preate, Jr., said that there are more than 30 cas­es fac­ing death war­rants, which will cost the state a min­i­mum of $1 mil­lion each. A small, rur­al coun­ty in Pennsylvania is not going to be able to absorb the cost of these fees,” said Preate. [87] The recent­ly estab­lished Pennsylvania Resource Center, which mon­i­tors death penal­ty appeals is already over­whelmed. Its direc­tor, Rob Dunham, said it will have to stop tak­ing cas­es: There are many, many more cas­es than we will ever be able to han­dle.” [88] Soon, even that recourse will be closed to those on death row because of the with­draw­al of federal funds. 

Towards A Fairer System of Representation Top

The state [of Texas] paid defense coun­sel $11.84 per hour. Unfortunately, the jus­tice sys­tem got only what it paid for.”
–>Martinez-Macias v. Collins 

Some states have begun to acknowl­edge the need for bet­ter rep­re­sen­ta­tion in cap­i­tal cas­es. [89] Under New York’s new death penal­ty law, there is an office to assist in the selec­tion of defense attor­neys, though the ulti­mate deci­sion in a case still rests with elect­ed judges. Tennessee’s Supreme Court, after a four-year wait, has recent­ly pro­mul­gat­ed stan­dards for death penal­ty rep­re­sen­ta­tion and raised the fees for attor­neys. Louisiana is attempt­ing to emerge from a state of cri­sis by the appoint­ment of an Indigent Defender Board with some funds to improve their sys­tem of court appoint­ments, though some attor­neys are still not being paid for defense work. [90]

Nevertheless, despite these mod­est gains, com­pen­sa­tion rates for court-appoint­ed attor­neys in cap­i­tal cas­es are well below the rates for com­pa­ra­ble work by expe­ri­enced attor­neys in almost every state. And the U.S. Congress, while impos­ing new dead­lines and dra­con­ian restric­tions on death row appeals, has failed to impose any con­di­tions on the rep­re­sen­ta­tion afford­ed cap­i­tal defen­dants at trial. 

Inadequate Pay Brings Inadequate Results

Although, in the­o­ry, the fee that an attor­ney is paid should not fig­ure into the qual­i­ty of rep­re­sen­ta­tion, it usu­al­ly does. Some lawyers can work for free or are not con­cerned about meet­ing office expens­es, mak­ing a prof­it and pay­ing their staff, but most attor­neys have to keep their eye on the bot­tom line if they are to remain in prac­tice. If the court allows only $2,000 to pre­pare for a death penal­ty tri­al, then a lawyer who puts in 20 hours will be mak­ing about $100 per hour, which is a min­i­mal fee in many kinds of prac­tice. (Of course, 20 hours is a seri­ous­ly defi­cient amount of time to pre­pare for a death penal­ty tri­al.) An attor­ney who decides to devote 200 hours of prepa­ra­tion, how­ev­er, would be mak­ing only $10 per hour, and some­one who was dili­gent enough to put in the 500 to 1,000 hours which experts esti­mate is often need­ed to pre­pare a cap­i­tal case [91] would be work­ing for below minimum wage.

Yet, fees in the range of $2,000 for prepar­ing a death penal­ty case are not unusu­al. Justice Blackmun point­ed to the per­verse­ly low” com­pen­sa­tion offered to attor­neys appoint­ed to these cas­es as one of the prin­ci­pal rea­sons for poor rep­re­sen­ta­tion. Kentucky pays a max­i­mum of $2,500 for [all pre­tri­al and tri­al pro­ceed­ings.] Alabama lim­its reim­burse­ment for out-of-court prepa­ra­tion in cap­i­tal cas­es to a max­i­mum of $1,000 each for the tri­al and penal­ty phas­es.” [92] (Kentucky’s fee cap was recent­ly raised to $5,000, still abysmally low.)

In oth­er states, the arrange­ment between the courts and the attor­neys they appoint may be less con­strained but still total­ly inad­e­quate. A sur­vey by the Mississippi Trial Lawyer’s Association found that death penal­ty lawyers were paid an esti­mat­ed $11.75 per hour. [93]

In the recent Texas case of Federico Macias men­tioned above, the U.S. Court of Appeals over­turned his con­vic­tion and death sen­tence because of the poor rep­re­sen­ta­tion he received at tri­al. The Court direct­ly linked the attor­ney’s fail­ure to present evi­dence of Mr. Macias’s inno­cence to the inadequate pay:

We are left with the firm con­vic­tion that Macias was denied his con­sti­tu­tion­al right to ade­quate coun­sel in a cap­i­tal case in which actu­al inno­cence was a close ques­tion. The state paid defense coun­sel $11.84 per hour. Unfortunately, the jus­tice sys­tem got only what it paid for.[94]

The Public Defender Solution”

I met em, pled em and closed em – all in the same day.
–Public defend­er, Fulton County, GA 

Some states have sought to deal with the cri­sis in death penal­ty rep­re­sen­ta­tion by assign­ing these cas­es to the pub­lic defend­er’s office, under the assump­tion that the attor­neys there are already ade­quate­ly fund­ed by the state and pre­sum­ably screened for com­pe­tence. This might work where case­loads can be adjust­ed for the enor­mous bur­den which even a sin­gle death penal­ty case places on an office, and where the pub­lic defend­er’s office can be expand­ed to include attor­neys spe­cial­ly trained to han­dle cap­i­tal cas­es. However, this is clear­ly not a solu­tion where the pub­lic defend­er’s office is already over­whelmed by its non-death penal­ty case load. In Minnesota, Connecticut, Mississippi, Illinois and Indiana, the indi­gent defense sys­tems are so over­bur­dened that the states are being sued. [95]

When the Kentucky Public Defender’s office found that its over­bur­dened case­load did not allow it to take the death penal­ty case of Gregory Wilson, the appoint­ing judge had great dif­fi­cul­ty find­ing attor­neys to han­dle the case, espe­cial­ly with Kentucky’s low fee cap. Finally, the judge wrote to the mem­bers of the local bar:

PLEASE HELP. DESPERATE. The defen­dants, the com­mu­ni­ty, and every­one con­cerned in this mat­ter is enti­tled to their day in court. [96]

Two lawyers applied for the job. One had nev­er tried a felony case. The oth­er was a semi-retired lawyer who had been suc­cess­ful­ly sued for mal­prac­tice. His client in the cap­i­tal case described him as unpre­pared, ill-trained and ill-equipped.” Nevertheless, the Kentucky Supreme Court held that the defen­dant received effec­tive assis­tance of coun­sel.[97]

One expe­ri­enced lit­i­ga­tor described the sit­u­a­tion in the Fulton County Public Defender’s Office which serves the courts in Atlanta:

A pub­lic defend­er in Atlanta may be assigned as many as forty-five new cas­es at one arraign­ment. At that time, upon first meet­ing these clients – chained togeth­er – for a non­pri­vate, non­con­fi­den­tial inter­view” in a hold­ing area near the court­room, she may plead many of them guilty and have them sen­tenced on the spot. As one pub­lic defend­er described dis­pos­ing of sev­en­teen indi­gent defen­dants: I met em, pled em and closed em – all in the same day.’[98]

Most of the defen­dants in this assem­bly line jus­tice are not cap­i­tal defen­dants. But a pub­lic defend­er with such a dai­ly dose of rapid fire cas­es would be ill-pre­pared to stop and spend the exten­sive time which just one cap­i­tal defen­dant requires. In such an atmos­phere, a lone defen­dant whose charges might end with a death sen­tence can eas­i­ly fall through the cracks. Mistakes or omis­sions made at the ear­ly stages of rep­re­sen­ta­tion could crip­ple this defen­dant all through the legal sys­tem and ulti­mate­ly mean the dif­fer­ence between life and death.

In a sim­i­lar­ly deplorable sit­u­a­tion, the Louisiana Supreme Court recent­ly found that the whole sys­tem of rep­re­sen­ta­tion through the pub­lic defend­er’s office was uncon­sti­tu­tion­al. One pub­lic defend­er, for exam­ple, had at least one seri­ous case set for tri­al every sin­gle day he worked. In rou­tine cas­es, he received no inves­tiga­tive sup­port, because the three inves­ti­ga­tors who served the entire pub­lic defend­er’s office were respon­si­ble for over 7,000 cas­es per year. [99]

Basically, when the [Louisiana] Legislature set up this sys­tem they said, We got to do it, but we don’t got­ta do it good.’ ”
–John Lavern, Louisiana public defender 

John Lavern, head of the Louisiana pub­lic defend­er’s office for Calcasieu and Cameron parish­es, described the approach that the state leg­is­la­ture had tak­en to this cri­sis: I don’t think there’s any ques­tion about the sys­tem being in cri­sis,” he said. Basically, when the Legislature set up this sys­tem they said, We got to do it, but we don’t got­ta do it good.’ ” [100] Fortunately, court rul­ings have begun to bring legislative change.

Elsewhere, cut­backs across the coun­try in indi­gent legal defense have cre­at­ed a cri­sis in the crim­i­nal jus­tice sys­tem. [101] A 1993 report for the American Bar Association found that long-term neglect and under­fund­ing of indi­gent defense has cre­at­ed a cri­sis of extra­or­di­nary pro­por­tions in many states through­out the coun­try.”[102] As John Holdrige of the Mississippi & Louisiana Capital Trial Assistance Project put it: You have a lawyer in a sense, but a lawyer who can’t work on your case. There is vir­tu­al­ly no dif­fer­ence between that and not hav­ing a lawyer at all.” [103]

The Court’s Adoption of Low Standards

Adequate finan­cial resources for defend­ing cap­i­tal cas­es is only part of the solu­tion to the prob­lem of incom­pe­tent rep­re­sen­ta­tion. An attor­ney just out of law school who has nev­er tried a crim­i­nal case, much less a death penal­ty case, will not pro­vide qual­i­ty rep­re­sen­ta­tion no mat­ter how much he or she is paid.[104] There is a need for both high stan­dards of com­pe­ten­cy and an inde­pen­dent appoint­ing author­i­ty, so that only expe­ri­enced and qual­i­fied lawyers will be assigned the pri­ma­ry respon­si­bil­i­ty for such cases.

The Supreme Court has abdi­cat­ed respon­si­bil­i­ty for this prob­lem by defin­ing its notion of inef­fec­tive­ness of coun­sel so nar­row­ly that only the most extreme cas­es of incom­pe­tence apply. They begin with a gen­er­ous pre­sump­tion that the attor­ney’s con­duct fits with­in a wide range of pro­fes­sion­al assis­tance.[105] Given the com­plex­i­ty of death penal­ty law, an attor­ney should have to estab­lish before­hand that he or she is qual­i­fied to han­dle such a case. Justice Blackmun called the Court’s stan­dards in this area impo­tent” and said they have failed to pro­tect a defen­dan­t’s right to be rep­re­sent­ed by some­thing more than a per­son who hap­pens to be a lawyer.’ ” [106]

Justice Blackmun suc­cinct­ly illus­trat­ed the fatal con­se­quences of an attor­ney’s igno­rance of the law by relat­ing two par­al­lel cas­es which went in very dif­fer­ent direc­tions because of the wide­ly diver­gent skills of the respective attorneys:

John Smith and his code­fen­dant Rebecca Machetti were sen­tenced to death by juries select­ed under the same Georgia statute. Machetti’s attor­neys suc­cess­ful­ly chal­lenged the statute under a recent Supreme Court deci­sion win­ning Machetti a new tri­al and ulti­mate­ly a life sen­tence. Smith’s coun­sel was unaware of the Supreme Court deci­sion, how­ev­er, and failed sim­i­lar­ly to object .… Smith was exe­cut­ed in 1983. [107]

Perhaps the most often repeat­ed sto­ry about shod­dy rep­re­sen­ta­tion in a death penal­ty case con­cerns a Georgia lawyer who was asked to name any crim­i­nal cas­es, from any court, with which he was famil­iar. The lawyer could name only Miranda and Dred Scott, the lat­ter being a civ­il case. But the most amaz­ing part of this sad sto­ry is not that the lawyer had such poor knowl­edge of crim­i­nal law, but rather that he was found com­pe­tent in the case where this chal­lenge arose and went on to try oth­er death penal­ty cas­es while sat­is­fy­ing the lax stan­dards for effec­tive rep­re­sen­ta­tion.[108]

There are many sim­i­lar­ly egre­gious exam­ples of inef­fec­tive­ness in which the death sen­tence was upheld under the Supreme Court’s lenient approach: 

  • John Young was rep­re­sent­ed at tri­al by an attor­ney who was addict­ed to drugs. Shortly after the tri­al in which his client was sen­tenced to death, the attor­ney him­self was incar­cer­at­ed on fed­er­al drug charges. However, the lawyer was not found to be inef­fec­tive, and John Young was exe­cut­ed in 1985
  • Jesus Romero’s attor­ney, whose clos­ing argu­ment was quot­ed above, failed to present any mit­i­gat­ing evi­dence at the sen­tenc­ing phase of the tri­al. His clos­ing argu­ment was 29 words. No inef­fec­tive­ness was found, and Romero was exe­cut­ed in 1992
  • Larry Heath’s attor­ney failed to appear for oral argu­ment before the Alabama Supreme Court. He filed a brief con­tain­ing a one-page argu­ment, cit­ing only a sin­gle case. Heath was exe­cut­ed in 1992. [109]
  • William Garrison was defend­ed by an attor­ney who con­sumed large amounts of alco­hol each day of the tri­al… drank in the morn­ing, dur­ing court recess­es, and through­out the evening… was arrest­ed for dri­ving to the cour­t­house with a .27 blood-alco­hol con­tent,” and even­tu­al­ly died of alco­hol relat­ed dis­eases. Garrison’s con­vic­tion was affirmed, though his death sen­tence was over­turned on oth­er grounds. [110]

In the wake of the fail­ure of the High Court’s stan­dards announced in Strickland, some aca­d­e­m­ic com­men­ta­tors are say­ing it is now time to over­turn this bench­mark. [111] In its place, the courts might rely more on the wide­ly accept­ed ABA Model Rules of Professional Conduct, which call for zeal­ous advo­ca­cy of one’s client, as well as iden­ti­fy­ing min­i­mum defense respon­si­bil­i­ties for attor­neys in a cap­i­tal case. [112]

The more imme­di­ate need, how­ev­er, is to pre­vent bad lawyer­ing before it occurs at tri­al. In most states, that will take a thor­ough over­all of the way cap­i­tal defense attor­neys are select­ed and the way resources are pro­vid­ed for death penalty trials. 

Conclusion: Going From Bad to Worse Top

There will be more peo­ple exe­cut­ed in the United States this year than any oth­er time in the past 30 years. There are more peo­ple on death row now than ever before in our coun­try’s his­to­ry. Yet, there is over­whelm­ing evi­dence that many of these 3,000 peo­ple are there not because they have com­mit­ted the worst crimes, but rather because they were giv­en the worst lawyers.

Most mea­sures being con­sid­ered to change death penal­ty laws make them harsh­er. Under the guise of impos­ing swift and sure jus­tice, all the empha­sis is on swift and sure and none of it is on jus­tice. Instead of tak­ing mea­sures to ensure that every­one fac­ing a death sen­tence is giv­en ade­quate rep­re­sen­ta­tion and the resources to defend them­selves, leg­is­la­tors are expand­ing the num­ber of crimes pun­ish­able by death, lim­it­ing the oppor­tu­ni­ties to expose incom­pe­tent attor­neys, and ignor­ing the fun­da­men­tal role that the tri­al is sup­posed to play in dis­pens­ing jus­tice. Despite the pleas of some of the nation’s lead­ing legal orga­ni­za­tions and the entreaties by Justices of the Supreme Court to make the tri­al the main event” in cap­i­tal cas­es, the states and the U.S. Congress are con­cen­trat­ing their efforts on lim­it­ing the oppor­tu­ni­ty and time for death row appeals, elim­i­nat­ing the cru­cial death penal­ty resource cen­ters, and fail­ing to address the under­ly­ing prob­lem of inad­e­quate legal representation.

Under the cur­rent rush to inflict revenge, some who receive the death penal­ty will be inno­cent. Many will be cho­sen to die sim­ply because they could not afford a qual­i­fied attor­ney who would stand up for them. This soci­ety has no way of sep­a­rat­ing the inno­cent from the guilty except by its adver­sar­i­al sys­tem of jus­tice. That sys­tem depends on zeal­ous and inde­pen­dent rep­re­sen­ta­tion of the accused, so that jurors can dis­cern the truth. As it stands now, rep­re­sen­ta­tion in death penal­ty cas­es is an affront to our com­mit­ment to equal jus­tice for all. Unless we renew our com­mit­ment to the right to coun­sel in a way which rec­og­nizes the grav­i­ty and com­plex­i­ty of death penal­ty cas­es, things will con­tin­ue to get steadily worse.

Sources

[1]. McFarland v. Scott, 114 S. Ct. 2785, 2790 (1994) (Blackmun, J., dis­sent­ing from denial of certiorari).

[2]. 725 F.2d 608, 619 (11th Cir. 1984) (inef­fec­tive­ness of coun­sel found at all phas­es of case).

[3]. See J. Hayes, Stolen Lives, Life Magazine, Oct., 1994, at 65.

[4]. Golden v. State of Florida, slip opin. No. 78,982 (Fla., Nov. 101993).

[5]. Phone con­ver­sa­tion between Golden’s appel­late lawyer, Gwendolyn Spivey, and the Death Penalty Information Center, Aug. 221995.

[6]. Id.

[7]. Golden, note 4.

[8]. The Florida Bar v. Allen Ross Smith, No. 80702 (May 13, 1993) (fail­ure to main­tain in trust cer­tain prop­er­ty in which both lawyer and anoth­er per­son claimed interest).

[9]. S. Taylor, Jr., He Didn’t Do It, The American Lawyer, Dec. 1994, at 70.

[10]. Id. at 73.

[11]. Id.

[12]. Id. at 69.

[13]. Schlup v. Delo, 115 S. Ct. 851 (1995).

[14]. See Request for Commutation of Death Sentence of Varnall Weeks, sub­mit­ted to Gov. Fob James of Alabama, May 8, 1995 by eight men­tal health orga­ni­za­tions and oth­er indi­vid­ual men­tal health pro­fes­sion­als (on file with the Death Penalty Information Center).

[15]. See NBC Nightly News, Aug. 18, 1995 (“In Depth” seg­ment on the death penal­ty, with state­ment by juror from Adams’s trial).

[16]. See L. Rozsa, Governor Asked to Free Crazy Joe,’ The Miami Herald, June 30, 1995, at 1B.

[17]. See L. Rozsa, Witness: Don’t Kill Convict, The Miami Herald, June 11, 1995, at 1A (quot­ing pros­e­cu­tor Claude Van Hook).

[18]. See Bundy v. State, 471 So.2d 8, 19 (Fla. 1985).

[19]. See, e.g., R. Ofshe, Making Monsters: False Memories, Psychotherapy and Sexual Hysteria (1994).

[20]. See Rozsa, note 16, at 5B.

[21]. P. Marcotte, Snoozing, Unprepared Lawyer Cited, ABA Journal, Feb., 1991, at 14.

[22]. See The Death of Fairness? Counsel Competency & Due Process in Death Penatly Cases, 31 Houston Law Review 1105, 1132 (1994) (Panel Discussion, remarks of Stephen Bright).

[23]. See V. Berger, The Chiropractor as Brain Surgeon: Defense Lawyering in Capital Cases, 18 N.Y.U. Review of Law & Social Change 245, 246 – 51 (1990 – 91); see also note 2.

[24]. S. Bright, Counsel for the Poor: The Death Sentence Not for the Worst Crime but for the Worst Lawyer, 103 Yale Law Journal 1835, 1838 (1994).

[25]. J. Davis & M. Curriden, Man Condemned for Murder of Girl is Freed, The Atlanta Journal-Constitution, Nov. 7, 1991, at E6.

[26]. One defense coun­sel’s clos­ing argu­ment con­sist­ed of an apol­o­gy for hav­ing served as [the defen­dan­t’s] coun­sel.” A fed­er­al court grant­ed the defen­dant a new sen­tenc­ing hear­ing, reject­ing the attor­ney’s prof­fered expla­na­tion that he thought the jury would spare his clien­t’s life because they felt sor­ry for the attor­ney. Mathis v. Zant, 704 F. Supp. 1062, 1064 (N.D. Ga. 1989).

[27]. S. McVicker, Defending the Indefensible, The Texas Observer, April 22, 1994, at 8.

[28]. S. Blaustein, The Executioner’s Wrong, The Washington Post, Aug. 1, 1993, at C1.

[29]. McVicker, note 27, at 8.

[30]. P. Barrett, Lawyer’s Fast Work on Death Cases Raises Doubts About System, The Wall Street Journal, Sept. 7, 1994, at A1.

[31]. Id. at A4.

[32]. Id.

[33]. T. Rohrlich, The Case of the Speedy Attorney, The Los Angeles Times, Sept. 26, 1991, at A1.

[34]. Id. at A3 (Glover was not a death penalty case).

[35]. Id.

[36]. American Bar Association, Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases, Guideline 3.1 (1989).

[37]. See, e.g., S. Bright & P Keenan, Judges and the Politics of Death: Deciding Between the Bill of Rights and the Next Election in Capital Cases, 75 Boston University Law Review, to be pub­lished Fall, 1995.

[38]. W. Brennan, Jr., Foreward: Neither Victims Nor Executioners, 8 Notre Dame Journal of Law, Ethics & Public Policy 1, 3 (1994).

[39]. See Bright, note 24, at 1878.

[40]. See, e.g., L. Wiehl, Program for Death-Row Appeals Facing Its Own Demise, The New York Times, Aug. 11, 1995, at A13.

[41]. Id.

[42]. M. Coyle, Republicans Take Aim at Death Row Lawyers, The National Law Journal, Sept. 18, 1995, at A1.

[43]. 466 U.S. 668 (1984).

[44]. See gen­er­al­ly W. Geimer, A Decade of Strickland’s Tin Horn: Doctrinal and Practical Undermining of the Right to Counsel, 4 William & Mary Bill of Rights Journal 91 (1995).

[45]. See Agan v. Singletary, 12 F.3d 1012 (11th Cir. 1994).

[46]. Cave v. Singletary, 971 F.2d 1513, 1517 (11th Cir. 1992).

[47]. Id. at 1518 (quot­ing dis­trict court opinion).

[48]. Id. at 1519.

[49]. Id.

[50]. Brewer v. Aiken, 935, F.2d 850, 852 (7th Cir. 1991).

[51]. Id. at 857 – 58.

[52]. Mak v. Blodgett, 970 F.2d 614 (9th Cir. 1992).

[53]. Id. at 619, quot­ing Mak v. Blodgett, 754 F. Supp. 1490, 1500 (W.D. Wash. 1991).

[54]. Id. at 616 n.2.

[55]. Even a 10 minute argu­ment is too long for one attor­ney who has han­dled a num­ber of cap­i­tal cas­es. After his client was found guilty of cap­i­tal mur­der, the tri­al judge asked a Wyoming attor­ney how much time he would need to present his case for spar­ing the defen­dan­t’s life. Two min­utes,” the lawyer replied. I’m seri­ous. I have been in this posi­tion prob­a­bly more than any­body in this room, mul­ti­plied by 5, okay, and there ain’t noth­ing you can say. They (the jury) will do what they want and there is no point.” Hopkinson v. State, 632 P.2d 79, 197 n.13 (Wyo. 1981), (Rose, C.J., dis­sent­ing in part and con­cur­ring in part) .

[56]. B. Egelko, 9th Circuit Overturns Death Sentence, Los Angeles Daily Law Journal, May 171994.

[57]. Id.

[58]. See, e.g., Waters v. Thomas, 46 F.3d 1506 (11th Cir. 1995) (allow­ing a broad range of attor­ney omis­sions at trial).

[59]. See, e.g., A. Lewis, Cruel and Reckless, The New York Times, Aug. 11, 1995 (op-ed).

[60]. T. Marshall, Remarks on the Death Penalty Made at the Judicial Conference of the Second Circuit, 86 Colum. L. Rev. 1, 2 (1986).

[61]. I. Robbins, Toward a More Just and Effective System of Review in State Death Penalty Cases, Report of the American Bar Association’s Recommendations Concerning Death Penalty Habeas Corpus, 40 American U. Law Rev. 1, 16 (1990).

[62]. R. Klein & R. Spangenberg, The Indigent Defense Crisis, pre­pared for the ABA Section of Criminal Justice Ad Hoc Committee on the Indigent Defense Crisis, 1993, at 7.

[63]. M. Coyle, et al., Fatal Defense: Trial and Error in the Nation’s Death Belt, National Law Journal, June 11, 1990, at 30.

[64]. D. Cassens Moss, Death, Habeas and Good Lawyers: Balancing Fairness and Finality, ABA Journal, Dec. 1992, at 85.

[65]. See Coyle, note 63, at 44.

[66]. Bright, note 24, at 1883.

[67]. See C. Cooper, Hard Life for Lawyer in Death Row Appeal, The Sacramento Bee, July 241995.

[68]. K. Berexa, The Coming Crisis in Death Penalty Cases, Pittsburgh Legal Journal, May 181995.

[69]. M. Williams, Could Missed Deadline Cost Man His Life?, The (Ohio) Daily Reporter, June 81995.

[70]. McFarland v. Scott, 114 S. Ct. 2785, 2790 (1994) (Blackmun, J., dis­sent­ing from denial of cer­tio­rari) (cita­tions omitted).

[71]. The Spangenberg Group, A Study of Representation of Capital Cases in Texas, at 4 & 152 (March, 1993) (empha­sis added) [here­inafter Spangenberg].

[72]. Id. at 14 – 15.

[73]. State fund­ing pays the salaries of the pri­ma­ry dis­trict or coun­ty felony pros­e­cu­tor … and pro­vides cash sup­ple­ments for par­tial fund­ing of assis­tants’ salaries and oth­er expens­es.” Texas Crime, Texas Justice 49, Office of the Comptroller (Sept., 1992). There is also an Office of the State Prosecuting Attorney to rep­re­sent the State’s inter­ests in the Court of Criminal Appeals. Id. at 47. These offices are not sub­ject to the vari­a­tions in coun­ty bud­gets which the defense faces.

[74]. Spangenberg, note 71, at vi (Major Findings).

[75]. See Romero v. Lynaugh, 884 F.2d 871, 875 (5th Cir. 1989) (Romero was exe­cut­ed in 1992).

[76]. See gen­er­al­ly Martinez-Macias v. Collins, 810 F. Supp. 782 (W.D. Tex. 1991), and specif­i­cal­ly with regard to the sen­tenc­ing phase see id. at 814 – 15 (mag­is­trate’s report).

[77]. See Hafdahl v. Texas, 69,646 (Texas Crim. App., 1988), cit­ed in Coyle, note 63, at 34.

[78]. Martinez-Macias v. Collins, 979 F.2d 1067, 1067 (5th Cir. 1992). Tragically, Mr. Macias died in September, 1995.

[79]. State v. Melson, 772 S.W.2d 417, 421 (Tenn. 1989).

[80]. See P. Cook & D. Slawson, The Costs of Processing Murder Cases in North Carolina, 61, table 6.3 (1993).

[81]. See W. Redick, The Crisis in Representation of Tennessee Capital Cases, Tenn. Bar Journal, Mar./April 1993, at 24. After a four year wait, the Supreme Court of Tennessee recent­ly issued an order which will result in pro­mul­gat­ing stan­dards for coun­sel in death penal­ty cas­es and rais­ing fees paid to attor­neys. See Capital Report, National Legal Aid and Defender Association newslet­ter (March/​April 1995) at 2.

[82]. See State v. Messiah, 538 So.2d 175, 187 (La. 1988), cert. denied, 493 U.S. 1063 (1990).

[83]. See gen­er­al­ly, M. Kroll, Justice on the Cheap: The Philadelphia Story, Death Penalty Information Center (1992).

[84]. F. Tulsky, Poor Defendants Pay the Cost As Courts Save On Murder Trials, The Philadelphia Inquirer, Sept. 13, 1992, at A118.

[85]. Id. at A18.

[86]. Id.

[87]. D. Roddy, Death Penalty’s New Life May Burden the Courts, Pittsburgh Post-Gazette, May 7, 1995, at A114.

[88]. Id.

[89]. See McFarland v. Scott, 114 S. Ct. 2785, 2786 n. 1 (Blackmun, J., dis­sent­ing from denial of cer­tio­rari) (Florida struck down fee cap; South Carolina refused to enforce state’s $10 and $15 per hour com­pen­sa­tion rates; Oklahoma and Arkansas struck down fee caps).

[90]. See, e.g., The Death of Fairness?, note 22, at 1175 (Panel Discussion, remarks of Clive Stafford Smith).

[91]. See, e.g., American Bar Association, Toward a More Just and Effective System of Review in State Death Penalty Cases, at 63 – 64 (October, 1989) (many cap­i­tal cas­es require 1,000 hours); see also P. Cook, note 80, at 61.

[92]. McFarland, 114 S. Ct. at 2786. Kentucky has raised the lim­it of com­pen­sa­tion to $5,000. If prepa­ra­tion and court time amounts to 500 hours, the attor­ney will make $10 per hour.

[93]. Id.

[94]. Martinez-Macias v. Collins, 979 F.2d 1067, 1067 (5th Cir. 1992) (empha­sis added).

[95]. See E. Gleick, Rich Justice, Poor Justice, Time Mag., June 19, 1995, at 40..

[96]. D. Cassens Moss, Death, Habeas and Good Lawyers: Balancing Fairness and Finality, ABA Journal, Dec. 1992, at 84.

[97]. Id.

[98]. Bright, note 24, at 1850.

[99]. Id. at 1851.

[100]. D. Hanners, Indigent Legal Aid in Dispute, The Dallas Morning News, Dec. 25, 1993, at 1A.

[101]. See, e.g., A. Blum, Defense of Indigents: Crisis Spurs Lawsuits, The National Law Journal, May 15, 1995, at A1.

[102]. See Klein & Spangenberg, note 62, at 25.

[103]. See A. Blum, note 101.

[104]. See, e.g., Paradis v. Arave, 954 F.2d 1483, 1490 – 91 (9th Cir. 1992) (defen­dant rep­re­sent­ed at tri­al by attor­ney who passed the bar six months ear­li­er, had tried no felony or jury cas­es, and had not tak­en any cours­es in criminal law).

[105]. Strickland v. Washington, 466 U.S. 668, 688 – 89 (1984).

[106]. McFarland, 114 S. Ct. at 2787 .

[107]. Id. (cita­tions omit­ted). The tri­al lawyers for both Smith and Machetti failed to raise this cru­cial issue. Machetti’s post-con­vic­tion coun­sel did chal­lenge the com­po­si­tion of the jury and obtained relief. See Smith v. Kemp, 715 F.2d 1459 (11th Cir. 1983).

[108]. Bright, note 24 , at 1862. Same lawyer failed to raise an obvi­ous chal­lenge to the racial make-up of the jury in a cap­i­tal case; the review­ing courts held that the defen­dant was barred from rais­ing this issue lat­er. See id., at 1839.

[109]. See McFarland, 114 S. Ct. at 2788.

[110]. R. Parloff, Effective Assistance Isn’t Much, The American Lawyer, Jan./Feb. 1993.

[111]. See Geimer, note 44, at 176.

[112]. Id. at 161 – 76